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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AssetMark Inc
1
AssetMark Inc
California
USD 29.8 M +USD 13 M +514,017 +85%
State Street
2
State Street
Massachusetts
USD 22.4 M +USD 13.1 M +521,535 +162%
Harvard Management Company
3
Harvard Management Company
Massachusetts
USD 5.8 M -USD 515 k -20,415 -9%
LPL Financial
4
LPL Financial
California
USD 4.48 M +USD 144 k +5,700 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 3.06 M +USD 2.02 M +80,196 +229%
Shepherd Financial Partners
6
Shepherd Financial Partners
Massachusetts
USD 2.91 M +USD 2.75 M +109,230 Nuevas
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
USD 2.29 M -USD 15.8 k -627 -0.7%
UBS Group
8
UBS Group
Switzerland
USD 1.54 M +USD 147 k +5,832 +11%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 1.24 M +USD 1.17 M +46,560 Nuevas
Morgan Stanley
10
Morgan Stanley
New York
USD 866 k +USD 469 k +18,591 +132%
SEI Investments
11
SEI Investments
Pennsylvania
USD 698 k -USD 16.8 k -666 -2%
Bank of America
12
Bank of America
North Carolina
USD 616 k +USD 243 k +9,639 +71%
IFP Advisors
13
IFP Advisors
Florida
USD 588 k +USD 29 k +1,149 +5%
Citigroup
14
Citigroup
New York
USD 492 k – – –
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 330 k +USD 222 k +8,826 +244%
Stifel Financial
16
Stifel Financial
Missouri
USD 288 k – – –
First Allied Advisory Services
17
First Allied Advisory Services
California
USD 252 k +USD 30.4 k +1,206 +15%
Norris Perne & French
18
Norris Perne & French
Michigan
USD 235 k – – –
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
USD 230 k +USD 219 k +8,676 Nuevas
Balasa Dinverno & Foltz
20
Balasa Dinverno & Foltz
USD 206 k +USD 196 k +7,776 Nuevas
Advisor Group
21
Advisor Group
Arizona
USD 50 k -USD 15.1 k -600 -24%
MSI Financial Services
22
MSI Financial Services
Massachusetts
USD 35 k -USD 4.61 k -183 -12%
Wells Fargo
23
Wells Fargo
California
USD 34 k – – –
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 6 k – – –
Steward Partners Investment Advisory
25
Steward Partners Investment Advisory
New York
USD 3 k +USD 3.02 k +120 Nuevas
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