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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AssetMark Inc
1
AssetMark Inc
California
USD 15 M -USD 689 k -28,731 -5%
State Street
2
State Street
Massachusetts
USD 7.91 M -USD 1.75 M -73,047 -19%
Harvard Management Company
3
Harvard Management Company
Massachusetts
USD 5.89 M -USD 120 k -5,022 -2%
LPL Financial
4
LPL Financial
California
USD 3.96 M +USD 2.14 M +89,406 +122%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
USD 2.29 M -USD 3.4 M -141,768 -60%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
USD 2.14 M +USD 72 +3 +0%
Jane Street
7
Jane Street
New York
USD 1.53 M -USD 852 k -35,538 -36%
UBS Group
8
UBS Group
Switzerland
USD 1.28 M +USD 124 k +5,190 +11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 861 k +USD 97 k +4,044 +13%
SEI Investments
10
SEI Investments
Pennsylvania
USD 664 k +USD 31.1 k +1,296 +5%
Aviance Capital Management
11
Aviance Capital Management
Florida
USD 645 k +USD 400 k +16,686 +176%
Advisory Services Network
12
Advisory Services Network
Georgia
USD 539 k – – –
IFP Advisors
13
IFP Advisors
Florida
USD 518 k +USD 101 k +4,224 +25%
Citigroup
14
Citigroup
New York
USD 457 k – – –
Morgan Stanley
15
Morgan Stanley
New York
USD 346 k -USD 7.63 k -318 -2%
Bank of America
16
Bank of America
North Carolina
USD 334 k -USD 37.4 k -1,560 -10%
Stifel Financial
17
Stifel Financial
Missouri
USD 266 k – – –
Norris Perne & French
18
Norris Perne & French
Michigan
USD 218 k +USD 212 k +8,850 Nuevas
First Allied Advisory Services
19
First Allied Advisory Services
California
USD 204 k +USD 199 k +8,301 Nuevas
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 89 k -USD 1.94 k -81 -2%
Advisor Group
21
Advisor Group
Arizona
USD 61 k – – –
MSI Financial Services
22
MSI Financial Services
Massachusetts
USD 37 k – – –
Wells Fargo
23
Wells Fargo
California
USD 32 k – – –
CWM
24
Concert Wealth Management
California
USD 30 k +USD 28.8 k +1,200 Nuevas
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 6 k – – –
1
2