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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AssetMark Inc
1
AssetMark Inc
California
USD 11.4 M +USD 469 k +18,933 +4%
Harvard Management Company
2
Harvard Management Company
Massachusetts
USD 5.92 M +USD 76.2 k +3,078 +1%
LPL Financial
3
LPL Financial
California
USD 4.87 M +USD 2.44 M +98,577 +99%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 3 M +USD 1.29 M +52,191 +75%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
USD 1.46 M +USD 411 k +16,602 +39%
Morgan Stanley
6
Morgan Stanley
New York
USD 590 k -USD 27.7 k -1,119 -4%
UBS Group
7
UBS Group
Switzerland
USD 516 k +USD 76.3 k +3,081 +17%
SEI Investments
8
SEI Investments
Pennsylvania
USD 514 k +USD 490 k +19,779 +1,842%
Citigroup
9
Citigroup
New York
USD 457 k – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 422 k +USD 417 k +16,851 +6,608%
Credit Suisse
11
Credit Suisse
Switzerland
USD 345 k +USD 297 +12 +0.1%
Stifel Financial
12
Stifel Financial
Missouri
USD 262 k – – –
Bank of America
13
Bank of America
North Carolina
USD 172 k +USD 76.8 k +3,102 +80%
Managed Account Advisors
14
Managed Account Advisors
New Jersey
USD 117 k +USD 117 k +4,743 Nuevas
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 90 k +USD 2.08 k +84 +2%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
USD 38 k +USD 74 +3 +0.2%
SCA
17
Strategic Capital Alternatives
United States
USD 16 k +USD 16.3 k +657 Nuevas
MSI Financial Services
18
MSI Financial Services
Massachusetts
USD 15 k -USD 1.86 k -75 -11%
Wells Fargo
19
Wells Fargo
California
USD 5 k – – –
TCI Wealth Advisors
20
TCI Wealth Advisors
Arizona
USD 4 k +USD 4.31 k +174 Nuevas