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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AssetMark Inc
1
AssetMark Inc
California
USD 14.3 M -USD 885 k -43,350 -6%
State Street
2
State Street
Massachusetts
USD 6.44 M +USD 6.02 M +295,149 Nuevas
Harvard Management Company
3
Harvard Management Company
Massachusetts
USD 5.35 M -USD 93.9 k -4,602 -2%
LPL Financial
4
LPL Financial
California
USD 3.65 M -USD 2.99 M -146,580 -46%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
USD 3.57 M +USD 3.34 M +163,716 Nuevas
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
USD 1.88 M +USD 87.3 k +4,278 +5%
UBS Group
7
UBS Group
Switzerland
USD 812 k +USD 98.1 k +4,806 +15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 599 k +USD 153 k +7,503 +38%
SEI Investments
9
SEI Investments
Pennsylvania
USD 567 k +USD 72.9 k +3,573 +16%
Citigroup
10
Citigroup
New York
USD 404 k – – –
Bank of America
11
Bank of America
North Carolina
USD 403 k -USD 34.8 k -1,704 -8%
Morgan Stanley
12
Morgan Stanley
New York
USD 324 k -USD 980 -48 -0.3%
IFP Advisors
13
IFP Advisors
Florida
USD 253 k +USD 224 k +10,980 +77%
Stifel Financial
14
Stifel Financial
Missouri
USD 235 k +USD 3.06 k +150 +1%
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 73 k -USD 22.4 k -1,095 -25%
MSI Financial Services
16
MSI Financial Services
Massachusetts
USD 37 k -USD 3.06 k -150 -8%
American International Group
17
American International Group
New York
USD 19 k +USD 17.5 k +855 Nuevas
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
USD 5 k -USD 32.1 k -1,572 -87%
Cedar Capital
19
Cedar Capital
Illinois
– -USD 14.2 M -632,586 Cerradas
Credit Suisse
20
Credit Suisse
Switzerland
– -USD 257 k -11,421 Cerradas
SignatureFD
21
SignatureFD
Georgia
– -USD 20 k -906 Cerradas
Wells Fargo
22
Wells Fargo
California
– -USD 4 k -198 Cerradas