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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Prospera Financial Services
26
Prospera Financial Services
Texas
$309K +$307K +5,549 New
Raymond James Financial
27
Raymond James Financial
Florida
$287K +$286K +5,167 New
SNS Financial Group
28
SNS Financial Group
Minnesota
$278K +$277K +4,996 New
Sanctuary Advisors
29
Sanctuary Advisors
Indiana
$250K – – –
Wedbush Securities
30
Wedbush Securities
California
$244K – – –
Old Mission Capital
31
Old Mission Capital
Illinois
$241K -$886K -15,997 -79%
Citadel Advisors
32
Citadel Advisors
Florida
$232K +$231K +4,178 New
Ritter Daniher Financial Advisory
33
Ritter Daniher Financial Advisory
Ohio
$139K – – –
Morgan Stanley
34
Morgan Stanley
New York
$95.2K – – –
Harbour Investments
35
Harbour Investments
Wisconsin
$93.6K +$1.44K +26 +2%
Caldwell Sutter Capital
36
Caldwell Sutter Capital
California
$84.8K +$5.15K +93 +6%
Rossby Financial
37
Rossby Financial
Florida
$63.6K – – –
Global Retirement Partners
38
Global Retirement Partners
California
$51.9K +$51.7K +933 New
O'Shaughnessy Asset Management
39
O'Shaughnessy Asset Management
Connecticut
$34.7K +$34.6K +624 New
Advisornet Financial
40
Advisornet Financial
Minnesota
$27.4K -$2.99K -54 -10%
Private Trust Company
41
Private Trust Company
Ohio
$26.1K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$22.4K – – –
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$4.9K – – –
IFG Advisory
44
IFG Advisory
Georgia
$4.49K +$4.48K +81 New
Jones Financial Companies
45
Jones Financial Companies
Missouri
$1.33K +$1.33K +24 New
Wells Fargo
46
Wells Fargo
California
$20 -$22.5K -407 Closed
Kestra Advisory Services
47
Kestra Advisory Services
Texas
– -$355K -6,575 Closed
Independent Advisor Alliance
48
Independent Advisor Alliance
North Carolina
– -$265K -4,903 Closed
Ameliora Wealth Management
49
Ameliora Wealth Management
Switzerland
– -$108K -2,000 Closed