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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$49.5M +$36.6M +658,822 +256%
Ameriprise
2
Ameriprise
Minnesota
$14M +$4.27M +76,923 +42%
SRWM
3
Shira Ridge Wealth Management
California
$10.2M -$95.5K -1,719 -0.9%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$5.22M +$3.11M +56,011 +138%
PAG
5
Private Advisor Group
New Jersey
$4.58M +$143K +2,583 +3%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$3.41M +$902K +16,233 +35%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.75M +$846K +15,225 +43%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.12M +$527K +9,486 +32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.06M +$1.1M +19,725 +107%
AWA
10
Arkadios Wealth Advisors
Georgia
$1.24M +$1.28M +23,025 New
BCM
11
Brookstone Capital Management
Illinois
$1.24M +$1.28M +23,025 New
TPCW
12
TD Private Client Wealth
New York
$1.23M +$577K +10,382 +84%
OMC
13
Old Mission Capital
Illinois
$1.1M +$1.13M +20,329 New
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$957K +$70K +1,261 +8%
HC
15
Hamilton Capital
Ohio
$838K -$231K -4,162 -21%
GSWM
16
Golden State Wealth Management
California
$784K +$6.67K +120 +0.8%
DADC
17
D.A. Davidson & Co
Montana
$724K +$234K +4,215 +46%
SA
18
Sonoma Allocations
California
$643K +$92K +1,656 +16%
ASN
19
Advisory Services Network
Georgia
$512K +$65.5K +1,179 +14%
AWA
20
Alta Wealth Advisors
Massachusetts
$499K -$20.6K -370 -4%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$476K -$694K -12,496 -59%
SFGP
22
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$437K -$4.83K -87 -1%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$407K -$1.83K -33 -0.4%
KAS
24
Kestra Advisory Services
Texas
$355K +$365K +6,575 New
IAA
25
Independent Advisor Alliance
North Carolina
$265K +$272K +4,903 New