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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SRWM
1
Shira Ridge Wealth Management
California
$9.42M -$85.2K -1,762 -0.9%
Bank of New York Mellon
2
Bank of New York Mellon
New York
$8.1M -$36.1K -746 -0.5%
LPL Financial
3
LPL Financial
California
$5.83M +$243K +5,027 +5%
OAM
4
Oppenheimer Asset Management
New York
$2.21M -$143K -2,963 -6%
HC
5
Hamilton Capital
Ohio
$1.05M +$81.1K +1,676 +9%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$935K -$347K -7,172 -28%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$704K +$15.1K +313 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$549K -$49.5K -1,023 -9%
AWA
9
Alta Wealth Advisors
Massachusetts
$510K
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$468K -$76.5K -1,581 -15%
Osaic Holdings
11
Osaic Holdings
Arizona
$459K +$27.4K +567 +7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$353K -$7.93K -164 -2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$316K +$303K +6,263 New
Citadel Advisors
14
Citadel Advisors
Florida
$295K +$283K +5,851 New
BPA
15
Beacon Pointe Advisors
California
$276K -$198K -4,100 -43%
SA
16
Sanctuary Advisors
Indiana
$238K
WS
17
Wedbush Securities
California
$232K
AWM
18
Ameliora Wealth Management
Switzerland
$202K
MFGM
19
Marshall Financial Group (Maryland)
Maryland
$201K +$193K +3,993 New
Morgan Stanley
20
Morgan Stanley
New York
$86.2K
UBS Group
21
UBS Group
Switzerland
$66.4K -$72.2K -1,492 -53%
CSC
22
Caldwell Sutter Capital
California
$64.3K +$2.13K +44 +4%
AF
23
Advisornet Financial
Minnesota
$48.2K -$10.6K -220 -19%
PS
24
Principal Securities
Iowa
$15.7K +$15.1K +312 New
Wells Fargo
25
Wells Fargo
California
$30