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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$5.91M +$2.55M +66,480 +78%
PI
2
PFS Investments
Georgia
$3.75M +$3.68M +96,057 New
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.73M +$818K +21,356 +93%
OAM
4
Oppenheimer Asset Management
New York
$1.7M -$95.6K -2,496 -5%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.23M -$5.21K -136 -0.4%
WS
6
Wedbush Securities
California
$805K
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$588K -$17.1K -447 -3%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$532K -$15.9K -416 -3%
YWP
9
YorkBridge Wealth Partners
New York
$313K
OC
10
Oppenheimer & Co
New York
$248K -$1.15K -30 -0.5%
HC
11
Hamilton Capital
Ohio
$242K -$27.8K -727 -10%
VAS
12
Vestmark Advisory Solutions
Massachusetts
$238K -$2.95K -77 -1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$231K
Franklin Resources
14
Franklin Resources
California
$125K
PTC
15
Private Trust Company
Ohio
$78K +$76.6K +2,000 New
BAM
16
Belpointe Asset Management
Nevada
$57K +$55.9K +1,459 New
Morgan Stanley
17
Morgan Stanley
New York
$25.4K +$24.9K +650 New
AF
18
Advisornet Financial
Minnesota
$13.5K
C
19
Covestor
United Kingdom
$6K -$1.26K -33 -17%
UBS Group
20
UBS Group
Switzerland
$3.9K -$4.59K -120 -55%
AWM
21
Ameliora Wealth Management
Switzerland
$1.09K +$107K +2,796 New
Wells Fargo
22
Wells Fargo
California
$39
FTUS
23
Flow Traders U.S.
New York
-$425K -12,277 Closed