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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$52.5M +$1.56M +28,086 +3%
Ameriprise
2
Ameriprise
Minnesota
$15.2M +$792K +14,306 +6%
SRWM
3
Shira Ridge Wealth Management
California
$10.5M -$39K -705 -0.4%
PAG
4
Private Advisor Group
New Jersey
$4.97M +$252K +4,558 +5%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$4.94M -$443K -8,009 -8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.13M +$1.01M +18,275 +46%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.51M +$383K +6,912 +18%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.93M -$899K -16,242 -32%
TPCW
9
TD Private Client Wealth
New York
$1.6M +$335K +6,045 +27%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.52M +$1.03M +18,549 +210%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.47M +$477K +8,613 +49%
AWA
12
Arkadios Wealth Advisors
Georgia
$1.32M +$34.5K +623 +3%
BCM
13
Brookstone Capital Management
Illinois
$1.32M +$34.5K +623 +3%
HC
14
Hamilton Capital
Ohio
$862K -$1.55K -28 -0.2%
SA
15
Sonoma Allocations
California
$846K +$180K +3,253 +27%
GSWM
16
Golden State Wealth Management
California
$816K +$8.31K +150 +1%
DADC
17
D.A. Davidson & Co
Montana
$772K +$25.7K +465 +3%
ASN
18
Advisory Services Network
Georgia
$699K +$171K +3,087 +33%
AWA
19
Alta Wealth Advisors
Massachusetts
$514K
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$505K +$503K +9,076 New
SFGP
21
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$460K +$10.6K +192 +2%
JP Morgan Chase
22
JP Morgan Chase
New York
$409K +$355K +6,411 +678%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$376K -$43.5K -786 -10%
Bank of America
24
Bank of America
North Carolina
$365K +$363K +6,558 New
HF
25
HRT Financial
New York
$320K +$319K +5,764 New