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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
1
Bank of New York Mellon
New York
$4.26M +$4.45M +105,528 New
LPL Financial
2
LPL Financial
California
$4.08M -$181K -4,292 -4%
OAM
3
Oppenheimer Asset Management
New York
$1.83M +$203K +4,802 +12%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.8M +$815K +19,310 +77%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$767K +$8.73K +207 +1%
HC
6
Hamilton Capital
Ohio
$762K -$12.3K -292 -2%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$733K +$18.3K +434 +2%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$459K -$262K -6,219 -35%
BPA
9
Beacon Pointe Advisors
California
$351K +$367K +8,685 New
CAN
10
Cetera Advisor Networks
California
$350K +$366K +8,676 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$289K +$302K +7,162 New
WS
12
Wedbush Securities
California
$251K -$241K -5,700 -48%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$244K +$1.94K +46 +0.8%
SRWM
14
Shira Ridge Wealth Management
California
$230K +$240K +5,693 New
AWM
15
Ameliora Wealth Management
Switzerland
$162K +$51.5K +1,221 +44%
Morgan Stanley
16
Morgan Stanley
New York
$69.1K +$72.2K +1,711 New
AF
17
Advisornet Financial
Minnesota
$48.7K +$760 +18 +2%
UBS Group
18
UBS Group
Switzerland
$15.7K +$7.17K +170 +77%
US Bancorp
19
US Bancorp
Minnesota
$3.88K
Wells Fargo
20
Wells Fargo
California
$49
VAS
21
Vestmark Advisory Solutions
Massachusetts
-$302K -7,147 Closed
PTC
22
Private Trust Company
Ohio
-$84.6K -2,000 Closed