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ClearBridge Dividend Strategy ESG ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
PFS Investments
Georgia
$4.65M +$184K +4,537 +4%
LPL Financial
2
LPL Financial
California
$4.46M -$1.71M -42,102 -29%
OAM
3
Oppenheimer Asset Management
New York
$1.71M +$43.6K +1,073 +3%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.06M -$48.1K -1,184 -4%
HC
5
Hamilton Capital
Ohio
$811K +$433K +10,638 +125%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$795K +$88.3K +2,172 +13%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$750K +$102K +2,518 +17%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$745K -$466K -11,458 -39%
WS
9
Wedbush Securities
California
$504K -$411K -10,115 -46%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$302K +$42.7K +1,051 +17%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$254K +$1.79K +44 +0.7%
AWM
12
Ameliora Wealth Management
Switzerland
$118K
PTC
13
Private Trust Company
Ohio
$84.6K
AF
14
Advisornet Financial
Minnesota
$50.3K +$122 +3 +0.3%
UBS Group
15
UBS Group
Switzerland
$9.31K +$5.86K +144 +189%
US Bancorp
16
US Bancorp
Minnesota
$4.06K
Wells Fargo
17
Wells Fargo
California
$34
OC
18
Oppenheimer & Co
New York
-$253K -6,364 Closed
Franklin Resources
19
Franklin Resources
California
-$129K -3,236 Closed
BAM
20
Belpointe Asset Management
Nevada
-$57.9K -1,459 Closed
C
21
Covestor
United Kingdom
-$7K -173 Closed