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Vanguard Small-Cap ETF

362 hedge funds and large institutions have $3.66B invested in Vanguard Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 143 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 112

0.4% more ownership

Funds ownership: 40.91%41.31% (+0.4%)

4% less capital invested

Capital invested by funds: $3.82B → $3.66B (-$159M)

4% less funds holding

Funds holding: 377362 (-15)

23% less funds holding in top 10

Funds holding in top 10: 3124 (-7)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

65% less call options, than puts

Call options by funds: $6.03M | Put options by funds: $17.1M

Holders
362
Holders Change
-15
Holders Change %
-3.98%
% of All Funds
10.5%
Holding in Top 10
24
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-22.58%
% of All Funds
0.7%
New
16
Increased
143
Reduced
112
Closed
28
Calls
$6.03M
Puts
$17.1M
Net Calls
-$11.1M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
QI
151
QS Investors
New York
$1.59M -$1.58M -13,765 -49%
FPIS
152
Financial Planning & Information Services
Wisconsin
$1.57M -$40.1K -350 -2%
PSUF
153
People's United Financial
Connecticut
$1.53M -$134K -1,174 -8%
NES
154
New England Securities
New York
$1.53M -$71.2K -622 -4%
WF
155
Welch & Forbes
Massachusetts
$1.52M -$8.59K -75 -0.5%
CDIA
156
Capital Directions Investment Advisors
Georgia
$1.51M +$17.8K +155 +1%
CCMH
157
Cornerstone Capital Management Holdings
New York
$1.46M +$235K +2,049 +18%
SB
158
Suntrust Banks
Georgia
$1.43M +$190K +1,656 +15%
AT
159
Arden Trust
Delaware
$1.43M
EHPM
160
Emery Howard Portfolio Management
California
$1.42M
EMA
161
Efficient Market Advisors
California
$1.41M -$24.4K -213 -2%
WSTAM
162
Wilbanks Smith & Thomas Asset Management
Virginia
$1.41M -$45.4K -396 -3%
FAAS
163
First Allied Advisory Services
California
$1.4M +$261K +2,281 +22%
BFA
164
Bragg Financial Advisors
North Carolina
$1.4M +$4.01K +35 +0.3%
PCA
165
Peddock Capital Advisors
Massachusetts
$1.36M
TBA
166
Train Babcock Advisors
New York
$1.35M +$2.52K +22 +0.2%
US Bancorp
167
US Bancorp
Minnesota
$1.35M +$160K +1,399 +13%
CP
168
Camelot Portfolios
Ohio
$1.29M +$49.6K +433 +4%
OC
169
Oppenheimer & Co
New York
$1.28M -$31.2K -272 -2%
HL
170
HeadInvest LLC
Maine
$1.27M +$111K +965 +10%
WTB
171
Washington Trust Bank
Washington
$1.26M
RIA
172
Regal Investment Advisors
Michigan
$1.26M -$15.1K -132 -1%
KFS
173
KMS Financial Services
Washington
$1.24M -$101K -883 -7%
MBT
174
Montecito Bank & Trust
California
$1.23M -$51.5K -450 -4%
ACM
175
Advisors Capital Management
New Jersey
$1.22M +$8.59K +75 +0.7%

VB Hedge Fund Activity: Q3 2014 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2014, worth a combined $3.66B — down 4.2% from $3.82B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of VB and 16 opened new positions — a net loss of 12 holders — while 112 trimmed existing stakes and 143 added.

The largest buyer was M&T Bank, adding an estimated $39.5M. The largest seller was City National Bank, cutting an estimated $25.6M.

  • 362 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2014, down from 377 in Q2 2014.
  • Funds reported $3.66B of Vanguard Small-Cap ETF stock for Q3 2014, down 4.2% quarter-over-quarter.
  • 16 funds opened new Vanguard Small-Cap ETF positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2014 was M&T Bank, an estimated $39.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2014 was City National Bank, an estimated $25.6M sold.

Based on aggregated 13F filings for Q3 2014.