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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
B
126
BancorpSouth
Mississippi
$2.24M -$72.5K -659 -3%
MC
127
Miles Capital
Iowa
$2.2M – – –
QA
128
Quantitative Advantage
Minnesota
$2.1M -$147K -1,340 -7%
GHAM
129
Gilman Hill Asset Management
Connecticut
$2.07M – – –
ICAS
130
Investors Capital Advisory Services
Massachusetts
$2.05M +$109K +995 +6%
SIC
131
Salem Investment Counselors
North Carolina
$2.02M +$77.4K +704 +4%
FBNAT
132
FirstMerit Bank N.A. Trustee
Ohio
$2.02M +$60.3K +548 +3%
BAC
133
Boys Arnold & Co
North Carolina
$2.01M +$3.85K +35 +0.2%
QI
134
QS Investors
New York
$1.97M -$49.2M -447,055 -96%
CTA
135
Chesley Taft & Associates
Illinois
$1.94M +$56.4K +513 +3%
NES
136
New England Securities
New York
$1.91M -$79.7K -725 -4%
CCA
137
Checchi Capital Advisers
California
$1.84M +$1.84M +16,705 New
BRM
138
Boston Research & Management
Massachusetts
$1.81M -$66.7K -607 -4%
MHS
139
M Holdings Securities
Oregon
$1.79M +$1.79M +16,245 New
WJA
140
Williams Jones & Associates
New York
$1.76M -$886K -8,063 -33%
JWA
141
JFS Wealth Advisors
Pennsylvania
$1.76M -$49.5K -450 -3%
PSUF
142
People's United Financial
Connecticut
$1.73M +$458K +4,169 +36%
LWI
143
Long Wharf Investors
Massachusetts
$1.72M -$355K -3,230 -17%
AT
144
Arden Trust
Delaware
$1.64M -$24.5K -223 -1%
FLPIM
145
F.L. Putnam Investment Management
Massachusetts
$1.63M +$83.6K +761 +5%
FPIS
146
Financial Planning & Information Services
Wisconsin
$1.63M +$1.63M +14,807 New
EMA
147
Efficient Market Advisors
California
$1.58M -$444K -4,042 -22%
FAAS
148
First Allied Advisory Services
California
$1.55M +$100K +917 +7%
MCTIC
149
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$1.49M -$1.14M – –
TBA
150
Train Babcock Advisors
New York
$1.47M -$36.3K -330 -2%
4 5
6
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