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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
B
126
BancorpSouth
Mississippi
$2.24M -$70.1K -659 -3%
MC
127
Miles Capital
Iowa
$2.2M
QA
128
Quantitative Advantage
Minnesota
$2.1M -$143K -1,340 -7%
GHAM
129
Gilman Hill Asset Management
Connecticut
$2.07M
ICAS
130
Investors Capital Advisory Services
Massachusetts
$2.05M +$106K +995 +6%
SIC
131
Salem Investment Counselors
North Carolina
$2.02M +$74.9K +704 +4%
FBNAT
132
FirstMerit Bank N.A. Trustee
Ohio
$2.02M +$58.3K +548 +3%
BAC
133
Boys Arnold & Co
North Carolina
$2.01M +$3.73K +35 +0.2%
QI
134
QS Investors
New York
$1.97M -$47.6M -447,055 -96%
CTA
135
Chesley Taft & Associates
Illinois
$1.94M +$54.6K +513 +3%
NES
136
New England Securities
New York
$1.91M -$77.2K -725 -4%
CCA
137
Checchi Capital Advisers
California
$1.84M +$1.78M +16,705 New
BRM
138
Boston Research & Management
Massachusetts
$1.81M -$64.6K -607 -4%
MHS
139
M Holdings Securities
Oregon
$1.79M +$1.73M +16,245 New
WJA
140
Williams Jones & Associates
New York
$1.76M -$858K -8,063 -33%
JWA
141
JFS Wealth Advisors
Pennsylvania
$1.75M -$47.9K -450 -3%
PSUF
142
People's United Financial
Connecticut
$1.73M +$444K +4,169 +36%
LWI
143
Long Wharf Investors
Massachusetts
$1.72M -$344K -3,230 -17%
AT
144
Arden Trust
Delaware
$1.64M -$23.7K -223 -1%
FLPIM
145
F.L. Putnam Investment Management
Massachusetts
$1.63M +$81K +761 +5%
FPIS
146
Financial Planning & Information Services
Wisconsin
$1.63M +$1.58M +14,807 New
EMA
147
Efficient Market Advisors
California
$1.58M -$430K -4,042 -22%
FAAS
148
First Allied Advisory Services
California
$1.55M +$97.6K +917 +7%
MCTIC
149
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$1.49M
TBA
150
Train Babcock Advisors
New York
$1.47M -$35.1K -330 -2%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.