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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
GHAM
126
Gilman Hill Asset Management
Connecticut
$1.93M +$34.9K +350 +2%
EMA
127
Efficient Market Advisors
California
$1.89M -$75.9K -761 -4%
AC
128
Alexandria Capital
Virginia
$1.88M +$342K +3,427 +23%
BAC
129
Boys Arnold & Co
North Carolina
$1.87M +$97.2K +975 +6%
NES
130
New England Securities
New York
$1.86M +$1.44M +14,487 +400%
FBNAT
131
FirstMerit Bank N.A. Trustee
Ohio
$1.82M +$3.19K +32 +0.2%
ICAS
132
Investors Capital Advisory Services
Massachusetts
$1.81M +$25.1K +252 +1%
SIC
133
Salem Investment Counselors
North Carolina
$1.81M +$62.8K +630 +4%
CTA
134
Chesley Taft & Associates
Illinois
$1.76M +$49.9K +500 +3%
BRM
135
Boston Research & Management
Massachusetts
$1.75M -$49.9K -500 -3%
WT
136
Whittier Trust
California
$1.69M
JWA
137
JFS Wealth Advisors
Pennsylvania
$1.68M -$102K -1,022 -6%
AT
138
Arden Trust
Delaware
$1.55M -$50.8K -509 -3%
DP
139
Dearborn Partners
Illinois
$1.48M +$309K +3,100 +27%
FLPIM
140
F.L. Putnam Investment Management
Massachusetts
$1.44M +$128K +1,288 +10%
RIA
141
Regal Investment Advisors
Michigan
$1.41M +$14.2K +142 +1%
TBA
142
Train Babcock Advisors
New York
$1.41M -$4.99K -50 -0.4%
CWA
143
Constellation Wealth Advisors
New York
$1.4M +$1.36M +13,657 New
FAAS
144
First Allied Advisory Services
California
$1.36M +$380K +3,807 +40%
BFA
145
Bragg Financial Advisors
North Carolina
$1.36M -$72.9K -731 -5%
BAM
146
Berkshire Asset Management
Pennsylvania
$1.35M +$12.8K +128 +1%
BJL
147
Brighton Jones LLC
Washington
$1.34M
WF
148
Welch & Forbes
Massachusetts
$1.31M +$6.18K +62 +0.5%
OC
149
Oppenheimer & Co
New York
$1.31M -$4.99K -50 -0.4%
FMWA
150
Forvis Mazars Wealth Advisors
Missouri
$1.3M +$1.26M +12,685 New

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.