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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$388M
2
Bank of America
Bank of America
North Carolina
$401M
3
Deutsche Bank
Deutsche Bank
Germany
$41.9M
4
U
UBS
Switzerland
$141M
5
QI
QS Investors
New York
$47.7M

Top Sellers

1
AIA
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
First Horizon Advisors
Tennessee
$123K
3
AA
Ancora Advisors
Ohio
$0
4
MIS
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
GHAM
126
Gilman Hill Asset Management
Connecticut
$1.93M +$35.9K +350 +2%
EMA
127
Efficient Market Advisors
California
$1.89M -$78K -761 -4%
AC
128
Alexandria Capital
Virginia
$1.88M +$351K +3,427 +23%
BAC
129
Boys Arnold & Co
North Carolina
$1.87M +$99.9K +975 +6%
NES
130
New England Securities
New York
$1.86M +$1.48M +14,487 +400%
FBNAT
131
FirstMerit Bank N.A. Trustee
Ohio
$1.82M +$3.28K +32 +0.2%
ICAS
132
Investors Capital Advisory Services
Massachusetts
$1.81M +$25.8K +252 +1%
SIC
133
Salem Investment Counselors
North Carolina
$1.81M +$64.6K +630 +4%
CTA
134
Chesley Taft & Associates
Illinois
$1.76M +$51.3K +500 +3%
BRM
135
Boston Research & Management
Massachusetts
$1.75M -$51.2K -500 -3%
WT
136
Whittier Trust
California
$1.69M – – –
JWA
137
JFS Wealth Advisors
Pennsylvania
$1.68M -$105K -1,022 -6%
AT
138
Arden Trust
Delaware
$1.55M -$52.1K -509 -3%
DP
139
Dearborn Partners
Illinois
$1.48M +$318K +3,100 +27%
FLPIM
140
F.L. Putnam Investment Management
Massachusetts
$1.44M +$132K +1,288 +10%
RIA
141
Regal Investment Advisors
Michigan
$1.41M +$14.6K +142 +1%
TBA
142
Train Babcock Advisors
New York
$1.41M -$5.12K -50 -0.4%
CWA
143
Constellation Wealth Advisors
New York
$1.4M +$1.4M +13,657 New
FAAS
144
First Allied Advisory Services
California
$1.36M +$391K +3,807 +40%
BFA
145
Bragg Financial Advisors
North Carolina
$1.36M -$74.9K -731 -5%
BAM
146
Berkshire Asset Management
Pennsylvania
$1.35M +$13.1K +128 +1%
BJL
147
Brighton Jones LLC
Washington
$1.34M – – –
WF
148
Welch & Forbes
Massachusetts
$1.31M +$6.35K +62 +0.5%
OC
149
Oppenheimer & Co
New York
$1.31M -$5.12K -50 -0.4%
FMWA
150
Forvis Mazars Wealth Advisors
Missouri
$1.3M +$1.3M +12,685 New
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