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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
AL
351
Aspiriant LLC
California
$480K -$63.7K -527 -12%
AWM
352
Avior Wealth Management
Nebraska
$475K -$9.31K -77 -2%
HK
353
Horizon Kinetics
New York
$474K +$1.94K +16 +0.4%
SWPG
354
Strategic Wealth Partners Group
Illinois
$474K +$218K +1,802 +87%
BFEC
355
Benjamin F. Edwards & Company
Missouri
$470K -$891K -7,368 -66%
VNA
356
Valley National Advisers
Pennsylvania
$470K -$72.8K -602 -14%
LDB
357
Lee, Danner & Bass
Tennessee
$459K -$3.63K -30 -0.8%
BFO
358
Boston Family Office
Massachusetts
$456K -$8.35K -69 -2%
GG
359
Gofen & Glossberg
Illinois
$453K
WF
360
Welch & Forbes
Massachusetts
$452K -$1.31M -10,800 -74%
SNBOSD
361
Security National Bank of So Dak
Iowa
$450K +$71K +587 +19%
GAM
362
Gemmer Asset Management
California
$447K +$21.7K +179 +5%
CPSAC
363
Chas P. Smith & Associates (CPS)
Florida
$444K -$99.2K -820 -18%
PCTC
364
Perkins Coie Trust Company
Washington
$437K -$12.1K -100 -3%
BG
365
Bahl & Gaynor
Ohio
$434K -$12.8K -106 -3%
ATC
366
Argent Trust Co
Tennessee
$433K +$112K +930 +36%
NSIM
367
North Star Investment Management
Illinois
$428K +$363 +3 +0.1%
LNC
368
Lincoln National Corp
Pennsylvania
$427K +$51.5K +426 +14%
CS
369
Credit Suisse
Switzerland
$420K -$772K -6,385 -65%
HB
370
Homrich & Berg
Georgia
$420K +$96.8K +800 +30%
AF
371
Aldebaran Financial
$410K +$484 +4 +0.1%
EFS
372
Essex Financial Services
Connecticut
$409K
FPTW
373
Franklin, Parlapiano, Turner & Welch
Texas
$409K
IF
374
Ironwood Financial
Arizona
$408K
HFA
375
High Falls Advisors
New York
$408K +$32.1K +265 +9%

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.