Horizon Kinetics’s Vanguard Small-Cap ETF VB Stock Holding History

Horizon Kinetics’s Portfolio VB Stock Details VB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$209K	Sell	1,581 -1,472	-48%	-$214K	0.01%	432
2018 Q3	$496K	Buy	3,053 +417	+16%	+$67.5K	0.01%	269
2018 Q2	$410K	Hold	2,636	–	–	0.01%	320
2018 Q1	$387K	Hold	2,636	–	–	0.01%	384
2017 Q4	$390K	Sell	2,636 -199	-7%	-$28.8K	0.01%	397
2017 Q3	$401K	Sell	2,835 -654	-19%	-$89.1K	0.01%	358
2017 Q2	$473K	Hold	3,489	–	–	0.02%	293
2017 Q1	$465K	Sell	3,489 -101	-3%	-$13.4K	0.01%	294
2016 Q4	$463K	Sell	3,590 -288	-7%	-$35.7K	0.02%	288
2016 Q3	$474K	Buy	3,878 +16	+0.4%	+$1.94K	0.01%	293
2016 Q2	$447K	Sell	3,862 -1,460	-27%	-$166K	0.01%	344
2016 Q1	$593K	Sell	5,322 -213	-4%	-$22.1K	0.02%	278
2015 Q4	$612K	Sell	5,535 -1,159	-17%	-$131K	0.01%	286
2015 Q3	$723K	Sell	6,694 -327	-5%	-$38.2K	0.01%	254
2015 Q2	$853K	Buy	7,021 +1,442	+26%	+$177K	0.01%	353
2015 Q1	$684K	Buy	5,579 +2,093	+60%	+$248K	0.01%	382
2014 Q4	$407K	Buy	+3,486	New	+$397K	0.01%	431

Other funds holding VB

Jones Financial Companies

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return