Innovator US Equity Ultra Buffer ETF August
UAUG
46 hedge funds and large institutions have $93.3M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 5 closing their positions.
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
12.81% more ownership
Funds ownership: 69.89% → 82.7% (+13%)
2% more funds holding
Funds holding: 45 → 46 (+1)
27% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 15
90% less capital invested
Capital invested by funds: $950M → $93.3M (-$857M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LJAC
L.J. Altfest & Co
New York
|
+$16.3M |
| 2 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$10.2M |
| 3 |
MW
MBL Wealth
Charlotte,
North Carolina
|
+$3.37M |
| 4 |
GLR
Great Lakes Retirement
Sandusky,
Ohio
|
+$1.56M |
| 5 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
+$1.41M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$4.96M |
| 2 |
ST
Sageworth Trust
Lancaster,
Pennsylvania
|
-$2.05M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$608K |
| 4 |
SWM
Spire Wealth Management
Mclean,
Virginia
|
-$515K |
| 5 |
GSIAS
Garden State Investment Advisory Services
Red Bank,
New Jersey
|
-$262K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$799 | -30 | -65% |
|
UAUG Hedge Fund Activity: Q1 2023 in Review
46 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q1 2023, worth a combined $93.3M — down 90% from $950M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new UAUG positions and 5 closed out — a net gain of 2 holders — while 11 added to existing stakes and 15 trimmed.
The largest buyer was L.J. Altfest & Co, opening a new position worth an estimated $16.3M. The largest seller was Janney Montgomery Scott, cutting an estimated $4.96M.
- 46 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q1 2023, up from 45 in Q4 2022.
- Funds reported $93.3M of Innovator US Equity Ultra Buffer ETF August stock for Q1 2023, down 90% quarter-over-quarter.
- 7 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q1 2023 and 5 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF August buyer in Q1 2023 was L.J. Altfest & Co, an estimated $16.3M added.
- The largest Innovator US Equity Ultra Buffer ETF August seller in Q1 2023 was Janney Montgomery Scott, an estimated $4.96M sold.
Based on aggregated 13F filings for Q1 2023.