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TSI

TCW Strategic Income Fund
TSI

63 hedge funds and large institutions have $65.6M invested in TCW Strategic Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 13

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 62 → 63 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2.3% less ownership

Funds ownership: 26.1% → 23.81% (-2.3%)

8% less capital invested

Capital invested by funds: $70.9M → $65.6M (-$5.32M)

Holders
63
Holders Change
+1
Holders Change %
+1.61%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
23
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.44M
2
Ameriprise
Ameriprise
Minnesota
+$762K
3
Wells Fargo
Wells Fargo
California
+$643K
4
RJA
Raymond James & Associates
Florida
+$373K
5
AG
Advisor Group
Arizona
+$354K

Top Sellers

Rank Fund Capital Flow
1
RVPG
Relative Value Partners Group
-$9.97M
2
FFA
First Foundation Advisors
California
-$407K
3
MWM
Merriman Wealth Management
Washington
-$267K
4
Stifel Financial
Stifel Financial
Missouri
-$131K
5
SIA
Sit Investment Associates
Minnesota
-$98.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
51
US Bancorp
Minnesota
$32K – – –
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$23K +$11.6K +2,000 +101%
GWS
53
Glassman Wealth Services
Virginia
$19K +$266 +46 +1%
M
54
MOTCO
Texas
$16K – – –
TJHA
55
Thomas J. Herzfeld Advisors
Florida
$12K – – –
AWM
56
Avior Wealth Management
Nebraska
$10K – – –
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$9K -$23K -3,974 -72%
PA
58
Parallel Advisors
California
$9K – – –
CFA
59
Carroll Financial Associates
North Carolina
$7K +$7.24K +1,250 New
AF
60
Advisornet Financial
Minnesota
$6K – – –
TRCT
61
Tower Research Capital (TRC)
New York
$4K +$3.93K +679 New
NFG
62
Next Financial Group
Texas
$3K – – –
MCM
63
McMillion Capital Management
North Carolina
$2K – – –
Millennium Management
64
Millennium Management
New York
– -$95K -16,883 Closed
AF
65
Affiance Financial
Minnesota
– -$92K -16,270 Closed
SAM
66
Strategy Asset Managers
California
– -$62K -11,000 Closed
AIC
67
Ameritas Investment Company
Nebraska
– -$6K -1,058 Closed
1 2
3

TSI Hedge Fund Activity: Q4 2019 in Review

63 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q4 2019, worth a combined $65.6M — down 7.5% from $70.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new TSI positions and 4 closed out — a net gain of 1 holder — while 23 added to existing stakes and 13 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.44M. The largest seller was Relative Value Partners Group, cutting an estimated $9.97M.

  • 63 institutional investors held TCW Strategic Income Fund (TSI) as of Q4 2019, up from 62 in Q3 2019.
  • Funds reported $65.6M of TCW Strategic Income Fund stock for Q4 2019, down 7.5% quarter-over-quarter.
  • 5 funds opened new TCW Strategic Income Fund positions in Q4 2019 and 4 closed out, a net change of +1 holder.
  • The largest TCW Strategic Income Fund buyer in Q4 2019 was Commonwealth Equity Services, an estimated $1.44M added.
  • The largest TCW Strategic Income Fund seller in Q4 2019 was Relative Value Partners Group, an estimated $9.97M sold.

Based on aggregated 13F filings for Q4 2019.