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TSI

TCW Strategic Income Fund
TSI

66 hedge funds and large institutions have $84.3M invested in TCW Strategic Income Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

6% more funds holding

Funds holding: 62 → 66 (+4)

3% more capital invested

Capital invested by funds: $82M → $84.3M (+$2.32M)

0.22% more ownership

Funds ownership: 31.23% → 31.45% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

20% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 20

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
8
Increased
16
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FFA
First Foundation Advisors
California
+$1.39M
2
BFO
Biltmore Family Office
North Carolina
+$351K
3
RIA
Regal Investment Advisors
Michigan
+$229K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$208K
5
Invesco
Invesco
Georgia
+$152K

Top Sellers

Rank Fund Capital Flow
1
RVPG
Relative Value Partners Group
-$715K
2
Wells Fargo
Wells Fargo
California
-$575K
3
SIA
Sit Investment Associates
Minnesota
-$260K
4
Morgan Stanley
Morgan Stanley
New York
-$233K
5
WMG
WESCAP Management Group
California
-$187K
Name Holding Trade Value Shares
Change 		Change in
Stake
NL
26
NWAM LLC
Washington
$262K – – –
MAA
27
Mraz Amerine & Associates
California
$252K -$11.1K -2,000 -4%
LC
28
Lourd Capital
California
$245K – – –
RIA
29
Regal Investment Advisors
Michigan
$231K +$229K +41,234 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$217K +$85.3K +15,378 +66%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$210K +$208K +37,502 New
NSIM
32
North Star Investment Management
Illinois
$206K – – –
BAM
33
Barrett Asset Management
New York
$191K – – –
RJFSA
34
Raymond James Financial Services Advisors
Florida
$186K +$111K +20,028 +151%
PMG
35
ProVise Management Group
Florida
$181K -$22.2K -4,000 -11%
SPC
36
Sigma Planning Corp
Michigan
$179K – – –
Bank of America
37
Bank of America
North Carolina
$173K -$399 -72 -0.2%
DWT
38
Dorsey & Whitney Trust
South Dakota
$132K – – –
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$123K – – –
WT
40
Whittier Trust
California
$122K – – –
LPL Financial
41
LPL Financial
California
$107K -$5.19K -936 -5%
LGWM
42
Litman Gregory Wealth Management
California
$91K +$89.8K +16,200 New
SPIA
43
Steward Partners Investment Advisory
New York
$78K – – –
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$76K -$3.88K -700 -5%
PC
45
Pecaut & Co
Iowa
$72K +$71K +12,800 New
AG
46
Advisor Group
Arizona
$69K +$15.4K +2,780 +29%
ACP
47
Aviance Capital Partners
Florida
$62K – – –
FWM
48
Focused Wealth Management
New York
$59K +$222 +40 +0.4%
SAM
49
Strategy Asset Managers
California
$56K – – –
Citigroup
50
Citigroup
New York
$56K +$21.9K +3,940 +66%
1
2
3

TSI Hedge Fund Activity: Q3 2018 in Review

66 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in TCW Strategic Income Fund (TSI) for Q3 2018, worth a combined $84.3M — up 2.8% from $82M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new TSI positions and 4 closed out — a net gain of 4 holders — while 16 added to existing stakes and 20 trimmed.

The largest buyer was First Foundation Advisors, adding an estimated $1.39M. The largest seller was Relative Value Partners Group, cutting an estimated $715K.

  • 66 institutional investors held TCW Strategic Income Fund (TSI) as of Q3 2018, up from 62 in Q2 2018.
  • Funds reported $84.3M of TCW Strategic Income Fund stock for Q3 2018, up 2.8% quarter-over-quarter.
  • 8 funds opened new TCW Strategic Income Fund positions in Q3 2018 and 4 closed out, a net change of +4 holders.
  • The largest TCW Strategic Income Fund buyer in Q3 2018 was First Foundation Advisors, an estimated $1.39M added.
  • The largest TCW Strategic Income Fund seller in Q3 2018 was Relative Value Partners Group, an estimated $715K sold.

Based on aggregated 13F filings for Q3 2018.