TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

66 hedge funds and large institutions have $84.3M invested in TCW Strategic Income Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
8
Increased
16
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FFA
First Foundation Advisors
California
+$1.4M
2
VCWA
Vanguard Capital Wealth Advisors
Colorado
+$585K
3
BFO
Biltmore Family Office
North Carolina
+$359K
4
RIA
Regal Investment Advisors
Michigan
+$231K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$210K

Top Sellers

1
RVPG
Relative Value Partners Group
-$716K
2
Wells Fargo
Wells Fargo
California
-$581K
3
SIA
Sit Investment Associates
Minnesota
-$262K
4
Morgan Stanley
Morgan Stanley
New York
-$236K
5
WMG
WESCAP Management Group
California
-$189K
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
26
NWAM LLC
Washington
$262K – – –
MAA
27
Mraz Amerine & Associates
California
$252K -$11.2K -2,000 -4%
LC
28
Lourd Capital
California
$245K – – –
RIA
29
Regal Investment Advisors
Michigan
$231K +$231K +41,234 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$217K +$86.1K +15,378 +66%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$210K +$210K +37,502 New
NSIM
32
North Star Investment Management
Illinois
$206K – – –
BAM
33
Barrett Asset Management
New York
$191K – – –
RJFSA
34
Raymond James Financial Services Advisors
Florida
$186K +$112K +20,028 +151%
PMG
35
ProVise Management Group
Florida
$181K -$22.5K -4,000 -11%
SPC
36
Sigma Planning Corp
Michigan
$179K – – –
Bank of America
37
Bank of America
North Carolina
$173K -$404 -72 -0.2%
DWT
38
Dorsey & Whitney Trust
South Dakota
$132K – – –
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$123K – – –
WT
40
Whittier Trust
California
$122K – – –
LPL Financial
41
LPL Financial
California
$107K -$5.26K -936 -5%
LGWM
42
Litman Gregory Wealth Management
California
$91K +$91K +16,200 New
SPIA
43
Steward Partners Investment Advisory
New York
$78K – – –
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$76K -$3.9K -700 -5%
PC
45
Pecaut & Co
Iowa
$72K +$72K +12,800 New
AG
46
Advisor Group
Arizona
$69K +$15.6K +2,780 +29%
ACP
47
Aviance Capital Partners
Florida
$62K – – –
FWM
48
Focused Wealth Management
New York
$59K +$225 +40 +0.4%
SAM
49
Strategy Asset Managers
California
$56K – – –
Citigroup
50
Citigroup
New York
$56K +$22.2K +3,940 +66%
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2
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