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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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108 hedge funds and large institutions have $197M invested in SWS GROUP INC in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

26% more capital invested

Capital invested by funds: $156M → $197M (+$41M)

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 106 → 108 (+2)

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

Holders
108
Holders Change
+2
Holders Change %
+1.89%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
11
Increased
20
Reduced
52
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OHCM
Oak Hill Capital Management
New York
+$47.3M
2
AA
Ancora Advisors
Ohio
+$14.7M
3
Renaissance Technologies
Renaissance Technologies
New York
+$2.57M
4
HCMT
Highland Capital Management (Texas)
Texas
+$724K
5
Nomura Holdings
Nomura Holdings
Japan
+$384K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$1.66M
2
MCA
Mendon Capital Advisors
Florida
-$1.42M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.34M
4
First Eagle Investment Management
First Eagle Investment Management
New York
-$1.28M
5
HA
Havens Advisors
New York
-$949K
Name Holding Trade Value Shares
Change 		Change in
Stake
Public Sector Pension Investment Board (PSP Investments)
51
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$296K -$151K -20,900 -33%
RhumbLine Advisers
52
RhumbLine Advisers
Massachusetts
$296K – – –
TA
53
Teachers Advisors
New York
$295K – – –
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$289K – – –
D.E. Shaw & Co
55
D.E. Shaw & Co
New York
$251K -$124K -17,163 -32%
Stifel Financial
56
Stifel Financial
Missouri
$248K +$260K +36,000 New
WAM
57
Wolverine Asset Management
Illinois
$229K -$276K -38,172 -53%
Two Sigma Advisers
58
Two Sigma Advisers
New York
$224K -$81.8K -11,300 -26%
JG
59
Jefferies Group
New York
$221K -$350K -48,362 -60%
VOYA Investment Management
60
VOYA Investment Management
Georgia
$215K – – –
CS
61
Credit Suisse
Switzerland
$215K +$30.1K +4,159 +15%
Deutsche Bank
62
Deutsche Bank
Germany
$209K +$135K +18,618 +156%
AQR Capital Management
63
AQR Capital Management
Connecticut
$199K -$623K -86,084 -87%
State of Tennessee, Department of Treasury
64
State of Tennessee, Department of Treasury
Tennessee
$181K – – –
NFA
65
Nationwide Fund Advisors
Ohio
$179K – – –
MLICM
66
Metropolitan Life Insurance Company (MetLife)
New York
$177K – – –
PCM
67
Prelude Capital Management
New York
$170K – – –
PAM
68
Panagora Asset Management
Massachusetts
$163K – – –
Comerica Bank
69
Comerica Bank
Texas
$156K -$42.5K -5,872 -21%
AIG
70
American International Group
New York
$150K -$4.2K -581 -3%
Goldman Sachs
71
Goldman Sachs
New York
$149K +$74.2K +10,251 +90%
TPSF
72
Texas Permanent School Fund
Texas
$143K -$62.4K -8,621 -29%
Citigroup
73
Citigroup
New York
$143K +$31.6K +4,366 +27%
STIA
74
Stone Toro Investment Advisers
New Jersey
$138K – – –
OA
75
OFI Advisors
Pennsylvania
$138K +$1.58K +218 +1%
1 2
3
4 5

SWS Hedge Fund Activity: Q3 2014 in Review

108 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2014, worth a combined $197M — up 26% from $156M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SWS positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 52 trimmed.

The largest buyer was Oak Hill Capital Management, opening a new position worth an estimated $47.3M. The largest seller was BlackRock Fund Advisors, cutting an estimated $1.66M.

  • 108 institutional investors held SWS GROUP INC (SWS) as of Q3 2014, up from 106 in Q2 2014.
  • Funds reported $197M of SWS GROUP INC stock for Q3 2014, up 26% quarter-over-quarter.
  • 11 funds opened new SWS GROUP INC positions in Q3 2014 and 9 closed out, a net change of +2 holders.
  • The largest SWS GROUP INC buyer in Q3 2014 was Oak Hill Capital Management, an estimated $47.3M added.
  • The largest SWS GROUP INC seller in Q3 2014 was BlackRock Fund Advisors, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.