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Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Ladenburg Thalmann Financial Services
26
Ladenburg Thalmann Financial Services
Florida
$4K – – –
Advisor Group
27
Advisor Group
Arizona
$2K – – –
Tower Research Capital (TRC)
28
Tower Research Capital (TRC)
New York
$2K +$1.54K +200 New
Advisory Services Network
29
Advisory Services Network
Georgia
$1K +$769 +100 New
Credit Suisse
30
Credit Suisse
Switzerland
– -$167K -24,180 Closed
Virtu KCG Holdings
31
Virtu KCG Holdings
New York
– -$82K -11,904 Closed
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
– -$41K -5,870 Closed
Brown Brothers Harriman & Co
33
Brown Brothers Harriman & Co
New York
– -$35K -5,000 Closed