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Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Ladenburg Thalmann Financial Services
26
Ladenburg Thalmann Financial Services
Florida
$3K +$3.3K +500 New
Advisory Services Network
27
Advisory Services Network
Georgia
$1K – – –
Tower Research Capital (TRC)
28
Tower Research Capital (TRC)
New York
$1K +$660 +100 New
Advisor Group
29
Advisor Group
Arizona
$1K +$1.44K +218 New
Jane Street
30
Jane Street
New York
– -$338K -52,300 Closed
UBS Group
31
UBS Group
Switzerland
– -$8K -1,280 Closed
MSI Financial Services
32
MSI Financial Services
Massachusetts
– -$3K -525 Closed
AIG
33
American International Group
New York
– -$1K -218 Closed