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VanEck Short Muni ETF
SMB

38 hedge funds and large institutions have $63.4M invested in VanEck Short Muni ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

3% more funds holding

Funds holding: 37 → 38 (+1)

1% more capital invested

Capital invested by funds: $62.9M → $63.4M (+$484K)

0.92% less ownership

Funds ownership: 28.86% → 27.94% (-0.92%)

28% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 18

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
18
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.78M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.84M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.39M
4
FIM
Freedom Investment Management
Connecticut
+$953K
5
Jane Street
Jane Street
New York
+$325K

Top Sellers

Rank Fund Capital Flow
1
HighTower Advisors
HighTower Advisors
Illinois
-$3.94M
2
Ameriprise
Ameriprise
Minnesota
-$1.3M
3
Bank of America
Bank of America
North Carolina
-$1.26M
4
MFS
MSI Financial Services
Massachusetts
-$548K
5
U
UBS
Switzerland
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$216K +$215K +12,336 New
ICOA
27
Investment Centers of America
North Dakota
$214K +$5.7K +327 +3%
TNBTD
28
Trustmark National Bank Trust Department
Mississippi
$206K -$24.9K -1,430 -11%
BWFA
29
Baltimore-Washington Financial Advisors
Maryland
$190K +$34.9K +2,000 +23%
HighTower Advisors
30
HighTower Advisors
Illinois
$183K -$3.94M -225,733 -96%
Citigroup
31
Citigroup
New York
$169K +$156K +8,938 +1,243%
Ameriprise
32
Ameriprise
Minnesota
$105K -$1.3M -74,253 -93%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$83K +$192 +11 +0.2%
TFA
34
Transamerica Financial Advisors
Florida
$79K +$1.47K +84 +2%
CFA
35
Carroll Financial Associates
North Carolina
$67K – – –
DADC
36
D.A. Davidson & Co
Montana
$43K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$22K -$2.51K -144 -10%
JG
38
Jefferies Group
New York
$14K +$13.8K +789 New
ECAM
39
East Coast Asset Management
Massachusetts
– -$53K -3,000 Closed
WRM
40
Westport Resources Management
Connecticut
– -$48K -2,750 Closed
1
2

SMB Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q3 2013, worth a combined $63.4M — up 0.77% from $62.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SMB positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.78M. The largest seller was HighTower Advisors, cutting an estimated $3.94M.

  • 38 institutional investors held VanEck Short Muni ETF (SMB) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $63.4M of VanEck Short Muni ETF stock for Q3 2013, up 0.77% quarter-over-quarter.
  • 4 funds opened new VanEck Short Muni ETF positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest VanEck Short Muni ETF buyer in Q3 2013 was Morgan Stanley, an estimated $3.78M added.
  • The largest VanEck Short Muni ETF seller in Q3 2013 was HighTower Advisors, an estimated $3.94M sold.

Based on aggregated 13F filings for Q3 2013.