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SM Energy
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266 hedge funds and large institutions have $3.35B invested in SM Energy in 2016 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 108 increasing their positions, 69 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 19

66% more capital invested

Capital invested by funds: $2.02B → $3.35B (+$1.33B)

57% more repeat investments, than reductions

Existing positions increased: 108 | Existing positions reduced: 69

17% more funds holding

Funds holding: 228 → 266 (+38)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

9.23% less ownership

Funds ownership: 109.24% → 100.02% (-9.2%)

47% less call options, than puts

Call options by funds: $45.4M | Put options by funds: $85.5M

Holders
266
Holders Change
+38
Holders Change %
+16.67%
% of All Funds
7.1%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
59
Increased
108
Reduced
69
Closed
19
Calls
$45.4M
Puts
$85.5M
Net Calls
-$40.2M
Net Calls Change
+$22.6M

Top Buyers

Rank Fund Capital Flow
1
AllianceBernstein
AllianceBernstein
Tennessee
+$75M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$50.5M
3
VanEck Associates
VanEck Associates
New York
+$43.9M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$43.8M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$40.4M

Top Sellers

Rank Fund Capital Flow
1
Macquarie Group
Macquarie Group
Australia
-$50.3M
2
SCM
Schneider Capital Management
Pennsylvania
-$43.8M
3
First Trust Advisors
First Trust Advisors
Illinois
-$18.7M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$18.6M
5
DMK
David M. Knott
-$15.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
101
US Bancorp
Minnesota
$3.02M +$25.8K +806 +1%
EGM
102
Engineers Gate Manager
New York
$2.99M +$2.49M +77,612 New
CL
103
CPWM LLC
Washington
$2.94M -$434K -13,537 -15%
IGIM
104
I.G. Investment Management
Manitoba, Canada
$2.89M -$1.6M -50,000 -40%
PCM
105
Prelude Capital Management
New York
$2.88M +$2.39M +74,550 New
Comerica Bank
106
Comerica Bank
Texas
$2.72M +$456K +14,239 +27%
MOACM
107
Mutual of America Capital Management
New York
$2.57M +$551K +17,176 +35%
TPSF
108
Texas Permanent School Fund
Texas
$2.55M +$453K +14,120 +27%
N
109
Nuveen
North Carolina
$2.51M +$560K +17,484 +37%
BPIM
110
Brant Point Investment Management
New York
$2.51M +$2.08M +65,000 New
Nomura Holdings
111
Nomura Holdings
Japan
$2.49M +$2.09M +65,253 New
LIM
112
Lathrop Investment Management
Arkansas
$2.47M +$1.21M +37,612 +100%
PCM
113
Piermont Capital Management
Missouri
$2.45M +$2.04M +63,600 New
Marshall Wace
114
Marshall Wace
United Kingdom
$2.39M +$1.99M +62,029 New
CSS
115
Cubist Systematic Strategies
Connecticut
$2.35M +$1.46M +45,674 +297%
LIA
116
LS Investment Advisors
Michigan
$2.33M +$48.1K +1,500 +3%
Canada Pension Plan Investment Board
117
Canada Pension Plan Investment Board
Ontario, Canada
$2.27M +$731K +22,800 +63%
Bank of Montreal
118
Bank of Montreal
Ontario, Canada
$2.25M +$335K +10,452 +22%
BBHC
119
Brown Brothers Harriman & Co
New York
$2.16M – – –
VRS
120
Virginia Retirement Systems
Virginia
$2.14M +$426K +13,300 +32%
VKH
121
Virtu KCG Holdings
New York
$2.13M +$1.27M +39,616 +252%
State of Wisconsin Investment Board
122
State of Wisconsin Investment Board
Wisconsin
$2.12M +$356K +11,100 +25%
CM
123
Castleark Management
Illinois
$2.12M +$1.76M +54,900 New
RJA
124
Raymond James & Associates
Florida
$2.1M +$1.19M +37,042 +213%
T. Rowe Price Associates
125
T. Rowe Price Associates
Maryland
$2.08M -$579K -18,063 -25%
3 4
5
6 7

SM Hedge Fund Activity: Q3 2016 in Review

266 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q3 2016, worth a combined $3.35B — up 66% from $2.02B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SM positions and 19 closed out — a net gain of 40 holders — while 108 added to existing stakes and 69 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $75M. The largest seller was Macquarie Group, cutting an estimated $50.3M.

  • 266 institutional investors held SM Energy (SM) as of Q3 2016, up from 228 in Q2 2016.
  • Funds reported $3.35B of SM Energy stock for Q3 2016, up 66% quarter-over-quarter.
  • 59 funds opened new SM Energy positions in Q3 2016 and 19 closed out, a net change of +40 holders.
  • The largest SM Energy buyer in Q3 2016 was AllianceBernstein, an estimated $75M added.
  • The largest SM Energy seller in Q3 2016 was Macquarie Group, an estimated $50.3M sold.

Based on aggregated 13F filings for Q3 2016.