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Sprott Gold Miners ETF

39 hedge funds and large institutions have $45.7M invested in Sprott Gold Miners ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

5% more funds holding

Funds holding: 3739 (+2)

4.64% more ownership

Funds ownership: 20.78%25.42% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $46.4M → $45.7M (-$706K)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
15
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SR
1
Sloane Robinson
United Kingdom
$20.6M +$2.46M +122,000 +13%
Wells Fargo
2
Wells Fargo
California
$6.38M +$5.84M +290,063 +598%
UBS Group
3
UBS Group
Switzerland
$2.69M +$882K +43,773 +44%
Morgan Stanley
4
Morgan Stanley
New York
$2.26M +$404K +20,074 +20%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.09M -$474K -23,554 -18%
SI
6
Sprott Inc
Ontario, Canada
$2.08M +$100K +4,965 +5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M -$1.21M -60,254 -41%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.45M +$1.55M +76,805 New
LPL Financial
9
LPL Financial
California
$800K -$134K -6,630 -14%
RJA
10
Raymond James & Associates
Florida
$775K +$46.3K +2,299 +6%
Citadel Advisors
11
Citadel Advisors
Florida
$656K +$700K +34,761 New
Stifel Financial
12
Stifel Financial
Missouri
$538K +$8.06K +400 +1%
WP
13
WealthSource Partners
California
$528K +$121 +6 +0%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$493K +$26.9K +1,336 +5%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$458K +$183K +9,063 +60%
PFS
16
Prospera Financial Services
Texas
$370K +$353K +17,530 New
JP Morgan Chase
17
JP Morgan Chase
New York
$327K +$4.77K +237 +1%
CAN
18
Cetera Advisor Networks
California
$299K +$34.7K +1,724 +12%
SI
19
SII Investments
Wisconsin
$277K
Bank of America
20
Bank of America
North Carolina
$231K -$140K -6,962 -36%
PAG
21
Private Advisor Group
New Jersey
$220K +$227K +11,268 New
NPC
22
National Planning Corporation
California
$214K
Citigroup
23
Citigroup
New York
$75K +$36.3K +1,800 +82%
IA
24
IFP Advisors
Florida
$50K +$9.06K +450 +21%
MFS
25
MSI Financial Services
Massachusetts
$43K

SGDM Hedge Fund Activity: Q4 2016 in Review

39 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q4 2016, worth a combined $45.7M — down 1.5% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SGDM positions and 5 closed out — a net gain of 3 holders — while 15 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.84M. The largest seller was Royal Bank of Canada, cutting an estimated $1.21M.

  • 39 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q4 2016, up from 37 in Q3 2016.
  • Funds reported $45.7M of Sprott Gold Miners ETF stock for Q4 2016, down 1.5% quarter-over-quarter.
  • 8 funds opened new Sprott Gold Miners ETF positions in Q4 2016 and 5 closed out, a net change of +3 holders.
  • The largest Sprott Gold Miners ETF buyer in Q4 2016 was Wells Fargo, an estimated $5.84M added.
  • The largest Sprott Gold Miners ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $1.21M sold.

Based on aggregated 13F filings for Q4 2016.