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Sprott Gold Miners ETF
SGDM

21 hedge funds and large institutions have $38.1M invested in Sprott Gold Miners ETF in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 3 increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 1

200% more funds holding

Funds holding: 7 → 21 (+14)

106% more capital invested

Capital invested by funds: $18.5M → $38.1M (+$19.6M)

12.6% less ownership

Funds ownership: 46.74% → 34.14% (-13%)

Holders
21
Holders Change
+14
Holders Change %
+200%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
3
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$9.91M
2
SI
Sprott Inc
Ontario, Canada
+$4.13M
3
B
Baird
Wisconsin
+$1.71M
4
Stifel Financial
Stifel Financial
Missouri
+$1.57M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.39M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$221K
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
1
Sprott Inc
Ontario, Canada
$20.1M +$4.13M +225,500 +25%
Morgan Stanley
2
Morgan Stanley
New York
$9.51M +$9.91M +541,549 New
B
3
Baird
Wisconsin
$1.64M +$1.71M +93,398 New
Stifel Financial
4
Stifel Financial
Missouri
$1.5M +$1.57M +85,650 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.33M +$1.39M +76,002 New
Jane Street
6
Jane Street
New York
$1.04M +$1.09M +59,462 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$996K +$993K +54,270 +2,215%
RJA
8
Raymond James & Associates
Florida
$631K +$658K +35,950 New
VKH
9
Virtu KCG Holdings
New York
$401K +$418K +22,830 New
UBS Group
10
UBS Group
Switzerland
$268K +$279K +15,269 New
PA
11
Planning Alternatives
Michigan
$232K +$242K +13,200 New
Bank of America
12
Bank of America
North Carolina
$166K +$173K +9,449 New
PCM
13
Prelude Capital Management
New York
$158K +$165K +9,000 New
BCMIO
14
Beacon Capital Management Inc (Ohio)
Ohio
$22K +$13.5K +739 +148%
NPC
15
National Planning Corporation
California
$20.3K +$19.4K +1,061 New
FTUS
16
Flow Traders U.S.
New York
$8K +$8.46K +462 New
MFS
17
MSI Financial Services
Massachusetts
$6K +$6.64K +363 New
WA
18
WFG Advisors
Texas
$5K – – –
Creative Planning
19
Creative Planning
Kansas
$4K – – –
Canada Life
20
Canada Life
Manitoba, Canada
$3K – – –
LPL Financial
21
LPL Financial
California
– -$221K -11,130 Closed
Parallax Volatility Advisers
22
Parallax Volatility Advisers
California
– +$18 +1 New

SGDM Hedge Fund Activity: Q4 2014 in Review

21 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q4 2014, worth a combined $38.1M — up 106% from $18.5M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SGDM positions and 1 closed out — a net gain of 14 holders — while 3 added to existing stakes and 0 trimmed.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $9.91M. The largest seller was LPL Financial, exiting entirely with an estimated $221K sold.

  • 21 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q4 2014, up from 7 in Q3 2014.
  • Funds reported $38.1M of Sprott Gold Miners ETF stock for Q4 2014, up 106% quarter-over-quarter.
  • 15 funds opened new Sprott Gold Miners ETF positions in Q4 2014 and 1 closed out, a net change of +14 holders.
  • The largest Sprott Gold Miners ETF buyer in Q4 2014 was Morgan Stanley, an estimated $9.91M added.
  • The largest Sprott Gold Miners ETF seller in Q4 2014 was LPL Financial, an estimated $221K sold.

Based on aggregated 13F filings for Q4 2014.