National Planning Corporation’s Sprott Gold Miners ETF SGDM Stock Holding History

National Planning Corporation’s Portfolio SGDM Stock Details SGDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-58	Closed	-$1.2K	–	36
2017 Q4	$1.2K	Sell	58 -29,212	-100%	-$593K	0.17%	45
2017 Q3	$604K	Sell	29,270 -3,980	-12%	-$82K	0.05%	325
2017 Q2	$631K	Buy	33,250 +23,554	+243%	+$475K	0.05%	349
2017 Q1	$201K	Hold	9,696	–	–	0.02%	642
2016 Q4	$214K	Hold	9,696	–	–	0.02%	607
2016 Q3	$213K	Buy	9,696 +381	+4%	+$10.2K	0.02%	568
2016 Q2	$275K	Buy	+9,315	New	+$208K	0.02%	513
2015 Q1	–	Sell	-1,061	Closed	-$20.3K	–	1807
2014 Q4	$20.3K	Buy	+1,061	New	+$19.4K	﹤0.01%	1709

Other funds holding SGDM

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $26.8B AUM 33.07% 1-Year Est. Return

Sloane Robinson London, United Kingdom $108M AUM 78.42% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

National Planning Corporation's SGDM Position: Q1 2018 in Review

National Planning Corporation sold out of Sprott Gold Miners ETF (SGDM) in Q1 2018, closing a stake of 58 shares — an estimated $1.2K sold.

National Planning Corporation first reported a position in SGDM in Q4 2014 and held it in 8 quarters. The position peaked at $631K in Q2 2017. 41 funds tracked by Wall St. Rank hold SGDM as of Q1 2018.

National Planning Corporation reported no remaining Sprott Gold Miners ETF position as of Q1 2018 after selling out during the quarter.
National Planning Corporation sold 58 Sprott Gold Miners ETF shares in Q1 2018, an estimated $1.2K.
National Planning Corporation first reported a position in Sprott Gold Miners ETF in Q4 2014 and held it in 8 quarters.
National Planning Corporation's Sprott Gold Miners ETF position peaked at $631K in Q2 2017.
41 funds tracked by Wall St. Rank held Sprott Gold Miners ETF as of Q1 2018.

Based on National Planning Corporation's 13F filing for Q1 2018.