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Sprott Gold Miners ETF

37 hedge funds and large institutions have $46.4M invested in Sprott Gold Miners ETF in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.89% less ownership

Funds ownership: 25.67%20.78% (-4.9%)

8% less funds holding

Funds holding: 4037 (-3)

25% less capital invested

Capital invested by funds: $61.7M → $46.4M (-$15.4M)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
15
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SR
1
Sloane Robinson
United Kingdom
$23.5M -$7.99M -299,000 -24%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.51M +$577K +21,591 +17%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.24M -$379K -14,193 -10%
SI
4
Sprott Inc
Ontario, Canada
$2.54M -$816K -30,520 -22%
Morgan Stanley
5
Morgan Stanley
New York
$2.41M -$786K -29,418 -23%
UBS Group
6
UBS Group
Switzerland
$2.39M +$101K +3,779 +4%
Wells Fargo
7
Wells Fargo
California
$1.17M -$148K -5,544 -10%
LPL Financial
8
LPL Financial
California
$1.01M +$189K +7,079 +18%
RJA
9
Raymond James & Associates
Florida
$937K +$81.8K +3,059 +9%
Jane Street
10
Jane Street
New York
$810K +$397K +14,836 +79%
WP
11
WealthSource Partners
California
$676K -$17.8K -667 -2%
Stifel Financial
12
Stifel Financial
Missouri
$676K +$32.1K +1,200 +4%
CIBC World Market
13
CIBC World Market
Ontario, Canada
$599K +$664K +24,828 New
Bank of America
14
Bank of America
North Carolina
$462K +$137K +5,124 +36%
ASN
15
Advisory Services Network
Georgia
$436K +$351K +13,147 +268%
JP Morgan Chase
16
JP Morgan Chase
New York
$413K +$65.7K +2,456 +17%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$367K +$32.3K +1,207 +9%
SI
18
SII Investments
Wisconsin
$354K
CAN
19
Cetera Advisor Networks
California
$341K +$24.7K +923 +7%
NPC
20
National Planning Corporation
California
$213K +$10.2K +381 +4%
Creative Planning
21
Creative Planning
Kansas
$89K +$11K +410 +12%
MFS
22
MSI Financial Services
Massachusetts
$56K +$35.2K +1,317 +136%
Citigroup
23
Citigroup
New York
$53K
IA
24
IFP Advisors
Florida
$53K +$9.49K +355 +19%
JCM
25
Jacobi Capital Management
Pennsylvania
$43K

SGDM Hedge Fund Activity: Q3 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q3 2016, worth a combined $46.4M — down 25% from $61.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SGDM and 7 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 15 added.

The largest buyer was CIBC World Market, opening a new position worth an estimated $664K. The largest seller was Sloane Robinson, cutting an estimated $7.99M.

  • 37 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q3 2016, down from 40 in Q2 2016.
  • Funds reported $46.4M of Sprott Gold Miners ETF stock for Q3 2016, down 25% quarter-over-quarter.
  • 7 funds opened new Sprott Gold Miners ETF positions in Q3 2016 and 10 closed out, a net change of -3 holders.
  • The largest Sprott Gold Miners ETF buyer in Q3 2016 was CIBC World Market, an estimated $664K added.
  • The largest Sprott Gold Miners ETF seller in Q3 2016 was Sloane Robinson, an estimated $7.99M sold.

Based on aggregated 13F filings for Q3 2016.