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Sprott Gold Miners ETF

37 hedge funds and large institutions have $17.3M invested in Sprott Gold Miners ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 3737 (0)

1.63% less ownership

Funds ownership: 17.18%15.55% (-1.6%)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

34% less capital invested

Capital invested by funds: $26.1M → $17.3M (-$8.8M)

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
9
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.63M +$187K +14,084 +4%
SI
2
Sprott Inc
Ontario, Canada
$2.11M -$6.65K -500 -0.3%
Bank of America
3
Bank of America
North Carolina
$2.09M -$1.06M -79,703 -32%
SR
4
Sloane Robinson
United Kingdom
$2M +$1.73M +130,200 +569%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$934K -$17.6K -1,325 -2%
VF
6
Virtu Financial
New York
$927K +$565K +42,513 +138%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$643K +$45.5K +3,425 +7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$622K +$63.3K +4,758 +11%
LPL Financial
9
LPL Financial
California
$443K +$126K +9,497 +42%
RJA
10
Raymond James & Associates
Florida
$405K -$46.9K -3,525 -10%
VKH
11
Virtu KCG Holdings
New York
$383K -$228K -17,165 -36%
UBS Group
12
UBS Group
Switzerland
$354K -$479K -35,992 -56%
SPC
13
Sigma Planning Corp
Michigan
$239K -$76.8K -5,773 -23%
FAAS
14
First Allied Advisory Services
California
$189K +$200K +15,011 New
SI
15
SII Investments
Wisconsin
$185K
PA
16
Planning Alternatives
Michigan
$166K
CAN
17
Cetera Advisor Networks
California
$155K +$164K +12,316 New
BCA
18
Benchmark Capital Advisors
New York
$151K -$26.6K -2,000 -14%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$149K -$1.28M -96,499 -89%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$135K +$143K +10,768 New
Citadel Advisors
21
Citadel Advisors
Florida
$134K -$244K -18,326 -63%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$102K +$19.8K +1,487 +23%
BCMIO
23
Beacon Capital Management Inc (Ohio)
Ohio
$44K +$8.98K +675 +24%
BBHC
24
Brown Brothers Harriman & Co
New York
$34K +$35.9K +2,700 New
Creative Planning
25
Creative Planning
Kansas
$28K +$29.2K +2,197 New

SGDM Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q3 2015, worth a combined $17.3M — down 34% from $26.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SGDM positions and 8 closed out — a net gain of 1 holder — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Sloane Robinson, adding an estimated $1.73M. The largest seller was Baird Financial Group, exiting entirely with an estimated $1.65M sold.

  • 37 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $17.3M of Sprott Gold Miners ETF stock for Q3 2015, down 34% quarter-over-quarter.
  • 9 funds opened new Sprott Gold Miners ETF positions in Q3 2015 and 8 closed out, a net change of +1 holder.
  • The largest Sprott Gold Miners ETF buyer in Q3 2015 was Sloane Robinson, an estimated $1.73M added.
  • The largest Sprott Gold Miners ETF seller in Q3 2015 was Baird Financial Group, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2015.