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Sprott Gold Miners ETF

44 hedge funds and large institutions have $23.1M invested in Sprott Gold Miners ETF in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

13% more funds holding

Funds holding: 3944 (+5)

2.4% less ownership

Funds ownership: 14.48%12.08% (-2.4%)

12% less capital invested

Capital invested by funds: $26.4M → $23.1M (-$3.25M)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.54M -$34.7K -1,485 -1%
Baird Financial Group
2
Baird Financial Group
Wisconsin
$1.96M +$123K +5,241 +7%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.42M +$17.7K +759 +1%
Morgan Stanley
4
Morgan Stanley
New York
$1.35M +$99.9K +4,272 +9%
SR
5
Sloane Robinson
United Kingdom
$1.2M
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.12M +$120K +5,126 +13%
UR
7
USCA RIA
Texas
$1.07M +$117K +5,000 +13%
WP
8
WealthSource Partners
California
$967K +$17.6K +753 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$951K +$191K +8,174 +28%
Wells Fargo
10
Wells Fargo
California
$927K +$1.82K +78 +0.2%
UCFA
11
United Capital Financial Advisors
Texas
$869K -$4.11K -176 -0.5%
LPL Financial
12
LPL Financial
California
$838K -$55K -2,351 -7%
Bank of America
13
Bank of America
North Carolina
$813K +$57.4K +2,455 +8%
PHS
14
Pekin Hardy Strauss
Illinois
$758K +$705K +30,150 New
Jane Street
15
Jane Street
New York
$708K -$2.55M -109,032 -79%
G
16
Gainplan
Michigan
$690K -$256K -10,959 -29%
SC
17
Scotia Capital
Ontario, Canada
$656K
PAG
18
Private Advisor Group
New Jersey
$625K -$133K -5,688 -19%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$619K -$1.8K -77 -0.3%
CAN
20
Cetera Advisor Networks
California
$516K -$14.9K -638 -3%
FDCDDQ
21
Federation des caisses Desjardins du Quebec
Quebec, Canada
$436K -$1.75K -75 -0.4%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$388K -$208K -8,882 -37%
ASN
23
Advisory Services Network
Georgia
$307K -$5.96K -255 -2%
CI
24
CPMG Inc
Texas
$264K
RF
25
RHS Financial
California
$235K -$20.4K -871 -9%

SGDM Hedge Fund Activity: Q4 2019 in Review

44 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q4 2019, worth a combined $23.1M — down 12% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SGDM positions and 4 closed out — a net gain of 5 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Pekin Hardy Strauss, opening a new position worth an estimated $705K. The largest seller was Jane Street, cutting an estimated $2.55M.

  • 44 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q4 2019, up from 39 in Q3 2019.
  • Funds reported $23.1M of Sprott Gold Miners ETF stock for Q4 2019, down 12% quarter-over-quarter.
  • 9 funds opened new Sprott Gold Miners ETF positions in Q4 2019 and 4 closed out, a net change of +5 holders.
  • The largest Sprott Gold Miners ETF buyer in Q4 2019 was Pekin Hardy Strauss, an estimated $705K added.
  • The largest Sprott Gold Miners ETF seller in Q4 2019 was Jane Street, an estimated $2.55M sold.

Based on aggregated 13F filings for Q4 2019.