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Sprott Gold Miners ETF

44 hedge funds and large institutions have $51.7M invested in Sprott Gold Miners ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

0% less capital invested

Capital invested by funds: $51.8M → $51.7M (-$159K)

1.8% less ownership

Funds ownership: 20.26%18.46% (-1.8%)

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
20
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
1
CAPTRUST Financial Advisors
North Carolina
$5.18M +$213K +6,101 +4%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$4.83M +$606K +17,329 +14%
AA
3
Auxano Advisors
Washington
$4.18M -$84.4K -2,413 -2%
UBS Group
4
UBS Group
Switzerland
$4.16M +$55K +1,573 +1%
Wells Fargo
5
Wells Fargo
California
$3.47M +$674K +19,275 +23%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.77M -$396K -11,328 -12%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$2.41M +$151K +4,305 +6%
Bank of America
8
Bank of America
North Carolina
$2.31M +$169K +4,828 +8%
Morgan Stanley
9
Morgan Stanley
New York
$1.97M -$499K -14,272 -20%
IFG
10
Independent Financial Group
California
$1.95M +$758K +21,653 +59%
LPL Financial
11
LPL Financial
California
$1.67M +$85.4K +2,441 +5%
Jane Street
12
Jane Street
New York
$1.64M -$3.44M -98,294 -67%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.46M -$385K -10,999 -20%
WP
14
WealthSource Partners
California
$1.45M +$61.5K +1,757 +4%
UR
15
USCA RIA
Texas
$1.39M -$70K -2,000 -5%
PHS
16
Pekin Hardy Strauss
Illinois
$1.27M +$247K +7,050 +23%
UCFA
17
United Capital Financial Advisors
Texas
$1.26M +$108K +3,100 +9%
KA
18
Kovack Advisors
Florida
$992K +$234K +6,700 +29%
PAG
19
Private Advisor Group
New Jersey
$886K -$38.5K -1,100 -4%
SC
20
Scotia Capital
Ontario, Canada
$874K +$70 +2 +0%
ECM
21
Evergreen Capital Management
Washington
$740K +$235K +6,725 +44%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$625K +$165K +4,704 +34%
FDCDDQ
23
Federation des caisses Desjardins du Quebec
Quebec, Canada
$614K +$17.5K +500 +3%
CAN
24
Cetera Advisor Networks
California
$607K +$9.83K +281 +2%
ASN
25
Advisory Services Network
Georgia
$408K +$5.11K +146 +1%

SGDM Hedge Fund Activity: Q3 2020 in Review

44 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q3 2020, worth a combined $51.7M — down 0.31% from $51.8M a quarter earlier.

Fund positioning in SGDM was balanced in Q3 2020: 5 funds opened new positions, 5 closed out, 20 added to existing stakes and 12 trimmed.

The largest buyer was Independent Financial Group, adding an estimated $758K. The largest seller was Jane Street, cutting an estimated $3.44M.

  • 44 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $51.7M of Sprott Gold Miners ETF stock for Q3 2020, down 0.31% quarter-over-quarter.
  • 5 funds opened new Sprott Gold Miners ETF positions in Q3 2020 and 5 closed out, a net change of 0 holders.
  • The largest Sprott Gold Miners ETF buyer in Q3 2020 was Independent Financial Group, an estimated $758K added.
  • The largest Sprott Gold Miners ETF seller in Q3 2020 was Jane Street, an estimated $3.44M sold.

Based on aggregated 13F filings for Q3 2020.