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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$786M +$148M +3,948,772 +22%
Morgan Stanley
2
Morgan Stanley
New York
$671M +$141M +3,776,261 +25%
Wells Fargo
3
Wells Fargo
California
$456M +$81.3M +2,172,523 +21%
Raymond James Financial
4
Raymond James Financial
Florida
$381M +$398M +10,636,023 New
Bank of America
5
Bank of America
North Carolina
$255M +$49.7M +1,327,323 +23%
UBS Group
6
UBS Group
Switzerland
$237M +$22.3M +596,265 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$201M +$46.5M +1,241,896 +29%
CIA
8
Capital Investment Advisors
Georgia
$126M +$10M +267,372 +8%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$124M +$12.2M +325,194 +10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$107M +$16.1M +430,281 +17%
PNC
11
Park National Corp
Ohio
$101M +$11.1M +296,558 +12%
Stifel Financial
12
Stifel Financial
Missouri
$99.4M +$10.7M +286,502 +12%
LI
13
LVZ Inc
Michigan
$97.8M +$661K +17,661 +0.7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$96.9M +$22.8M +610,079 +29%
Truist Financial
15
Truist Financial
North Carolina
$94.3M +$7.13M +190,665 +8%
Osaic Holdings
16
Osaic Holdings
Arizona
$86.5M +$8.78M +234,539 +11%
HighTower Advisors
17
HighTower Advisors
Illinois
$86M +$39.6M +1,059,353 +79%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$76.5M +$12.1M +322,315 +18%
PAG
19
Private Advisor Group
New Jersey
$55M +$18.7M +499,841 +48%
IAA
20
Independent Advisor Alliance
North Carolina
$50.7M +$52.9M +1,414,753 New
MML Investors Services
21
MML Investors Services
Massachusetts
$50.6M +$10.5M +280,360 +25%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$45.5M +$6.13M +163,878 +15%
William Blair & Company
23
William Blair & Company
Illinois
$44.6M +$5.59M +149,453 +14%
SPIA
24
Steward Partners Investment Advisory
New York
$38.8M +$6.56M +175,217 +19%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$38.7M +$4.28M +114,455 +12%