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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$168M -$11.9M -449,794 -7%
RJA
2
Raymond James & Associates
Florida
$57M +$98.2K +3,701 +0.2%
Wells Fargo
3
Wells Fargo
California
$42.9M +$1.33M +50,079 +3%
Morgan Stanley
4
Morgan Stanley
New York
$40.1M -$1.22M -46,017 -3%
Osaic Holdings
5
Osaic Holdings
Arizona
$39.4M +$14M +529,592 +62%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$33.1M -$2.58M -97,299 -8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$31.4M -$2.23M -84,032 -7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$31.3M +$8.4M +316,695 +40%
Stifel Financial
9
Stifel Financial
Missouri
$24.2M +$8.19M +308,635 +57%
UBS Group
10
UBS Group
Switzerland
$19.3M +$4.33M +163,078 +31%
Truist Financial
11
Truist Financial
North Carolina
$17M +$6.89M +259,773 +76%
PAG
12
Private Advisor Group
New Jersey
$15.4M -$1.34M -50,478 -8%
PFS
13
Prospera Financial Services
Texas
$14.9M +$2.39M +90,117 +21%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$11.1M +$232K +8,736 +2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$10.2M -$570K -21,486 -6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$9.28M +$1.13M +42,532 +15%
MML Investors Services
17
MML Investors Services
Massachusetts
$9.12M +$237K +8,952 +3%
Mariner
18
Mariner
Kansas
$8.91M -$97K -3,658 -1%
William Blair & Company
19
William Blair & Company
Illinois
$8.74M +$3.74M +141,105 +84%
TA
20
TrueWealth Advisors
Alabama
$8.48M +$189K +7,120 +2%
SPIA
21
Steward Partners Investment Advisory
New York
$7.78M +$2.34M +88,226 +47%
KPWS
22
Kestra Private Wealth Services
Texas
$7.53M -$23.3K -879 -0.3%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$7.39M -$413K -15,570 -6%
EA
24
Ergawealth Advisors
Illinois
$7.2M +$765K +28,831 +13%
AWM
25
AE Wealth Management
Kansas
$6.43M +$44K +1,658 +0.7%