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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$115M +$14.4M +566,742 +13%
Morgan Stanley
2
Morgan Stanley
New York
$46.6M +$5.94M +233,574 +13%
RJA
3
Raymond James & Associates
Florida
$42.6M -$3.06M -120,238 -6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$26.4M +$3.57M +140,403 +14%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$24.5M -$517K -20,313 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$24M +$7.78M +305,999 +42%
Osaic Holdings
7
Osaic Holdings
Arizona
$20.3M -$832K -32,716 -4%
Truist Financial
8
Truist Financial
North Carolina
$15.9M -$529K -20,801 -3%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$15M -$2.99M -117,513 -15%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$14.2M -$575K -22,584 -4%
PAG
11
Private Advisor Group
New Jersey
$12.2M +$3.62M +142,403 +37%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$10.8M +$580K +22,811 +5%
Wells Fargo
13
Wells Fargo
California
$9.74M +$10.7M +420,834 +134,452%
UBS Group
14
UBS Group
Switzerland
$9.03M +$1.41M +55,296 +17%
MML Investors Services
15
MML Investors Services
Massachusetts
$7.49M -$1.01M -39,677 -11%
Stifel Financial
16
Stifel Financial
Missouri
$7.47M -$782K -30,727 -9%
RIA
17
Regal Investment Advisors
Michigan
$7.07M -$1.27M -49,836 -14%
KAS
18
Kestra Advisory Services
Texas
$6.85M +$102K +3,995 +1%
TA
19
TrueWealth Advisors
Alabama
$6.16M +$418K +16,442 +7%
CAN
20
Cetera Advisor Networks
California
$5.72M +$1.04M +40,827 +20%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.21M +$1.96M +77,131 +52%
AF
22
Allworth Financial
California
$4.99M +$5.48M +215,516 New
SPIA
23
Steward Partners Investment Advisory
New York
$4.8M +$3.15M +123,919 +148%
RA
24
RFG Advisory
Alabama
$4.53M +$38.7K +1,523 +0.9%
CA
25
Crumly & Associates
Illinois
$4.49M +$71.9K +2,826 +1%