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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$105M +$9.85M +376,288 +9%
RJA
2
Raymond James & Associates
Florida
$46.9M +$216K +8,233 +0.4%
Morgan Stanley
3
Morgan Stanley
New York
$42.5M +$10.4M +396,382 +29%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$25.8M +$7.99M +305,202 +39%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$24M +$2.36M +90,098 +10%
Osaic Holdings
6
Osaic Holdings
Arizona
$21.8M -$1.23M -46,876 -5%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$18.3M +$2.65M +101,373 +15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$17.5M -$2.78M -106,207 -13%
Truist Financial
9
Truist Financial
North Carolina
$16.9M +$4.46M +170,401 +32%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$15.2M +$2.17M +82,953 +15%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$10.6M +$50.4K +1,925 +0.4%
PAG
12
Private Advisor Group
New Jersey
$9.18M -$4.26M -162,686 -30%
MML Investors Services
13
MML Investors Services
Massachusetts
$8.68M +$6.68M +255,041 +235%
RIA
14
Regal Investment Advisors
Michigan
$8.49M +$621K +23,713 +7%
Stifel Financial
15
Stifel Financial
Missouri
$8.45M -$8.47M -323,440 -48%
UBS Group
16
UBS Group
Switzerland
$8M +$2.2M +84,194 +34%
KAS
17
Kestra Advisory Services
Texas
$6.98M -$3.77M -144,145 -33%
RA
18
RiverTree Advisors
Florida
$6.86M -$140K -5,333 -2%
TA
19
TrueWealth Advisors
Alabama
$5.97M +$6.55M +249,934 New
Wealth Enhancement Advisory Services
20
Wealth Enhancement Advisory Services
Minnesota
$5.92M +$1.34M +51,177 +27%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$4.98M +$168K +6,428 +3%
CAN
22
Cetera Advisor Networks
California
$4.93M +$284K +10,831 +6%
CA
23
Crumly & Associates
Illinois
$4.57M -$4.35M -166,222 -46%
RA
24
RFG Advisory
Alabama
$4.5M +$4.5M +171,838 New
CWM
25
Castle Wealth Management
Florida
$4.44M +$4.87M +185,849 New