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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$461M +$136M +4,159,143 +46%
Morgan Stanley
2
Morgan Stanley
New York
$364M -$65.6M -2,008,739 -16%
Wells Fargo
3
Wells Fargo
California
$256M +$94.2M +2,884,233 +64%
UBS Group
4
UBS Group
Switzerland
$134M +$69.7M +2,136,226 +125%
Bank of America
5
Bank of America
North Carolina
$130M +$65.4M +2,002,375 +115%
RJA
6
Raymond James & Associates
Florida
$115M +$23.8M +727,612 +28%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$100M +$34.9M +1,067,606 +59%
LI
8
LVZ Inc
Michigan
$93.8M +$87.9M +2,693,387 New
Truist Financial
9
Truist Financial
North Carolina
$86M +$11.9M +365,202 +17%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$84.6M +$27.9M +853,848 +54%
Stifel Financial
11
Stifel Financial
Missouri
$72.8M +$17M +522,254 +33%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$64.1M +$40.4M +1,237,801 +205%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$61.8M +$22.5M +688,037 +63%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$61.8M +$23.8M +728,884 +70%
Osaic Holdings
15
Osaic Holdings
Arizona
$61.6M +$4.08M +125,091 +8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$48.8M +$9.01M +276,068 +25%
William Blair & Company
17
William Blair & Company
Illinois
$33.7M +$7.77M +237,950 +33%
PAG
18
Private Advisor Group
New Jersey
$29.6M +$4.97M +152,138 +22%
MML Investors Services
19
MML Investors Services
Massachusetts
$29.1M +$13.5M +414,588 +98%
HAS
20
Horizon Advisory Services
New York
$28.2M +$26.4M +809,790 New
KAS
21
Kestra Advisory Services
Texas
$26.6M +$8.24M +252,523 +49%
CA
22
Cetera Advisors
Colorado
$26.6M +$22.1M +676,723 +781%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$24.9M -$3.99M -122,213 -15%
SPIA
24
Steward Partners Investment Advisory
New York
$23.7M +$7.34M +224,747 +49%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$23.6M +$5.52M +169,214 +33%