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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$194M +$27.3M +935,420 +16%
Morgan Stanley
2
Morgan Stanley
New York
$112M +$74.8M +2,562,005 +181%
Wells Fargo
3
Wells Fargo
California
$69.7M +$27.8M +951,468 +63%
Truist Financial
4
Truist Financial
North Carolina
$61.2M +$45.7M +1,566,457 +261%
RJA
5
Raymond James & Associates
Florida
$56.1M -$720K -24,664 -1%
Osaic Holdings
6
Osaic Holdings
Arizona
$49.8M +$10.9M +374,028 +27%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$35.8M +$4.7M +160,982 +15%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$33.2M +$213K +7,293 +0.6%
UBS Group
9
UBS Group
Switzerland
$33.2M +$14.4M +493,510 +72%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$32.8M +$1.57M +53,622 +5%
Stifel Financial
11
Stifel Financial
Missouri
$28.1M +$4.13M +141,410 +17%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$22.4M +$15.6M +534,008 +205%
PFS
13
Prospera Financial Services
Texas
$17.4M +$2.67M +91,501 +17%
William Blair & Company
14
William Blair & Company
Illinois
$16M +$7.56M +259,029 +84%
Bank of America
15
Bank of America
North Carolina
$14.2M +$14.7M +503,787 +51,146%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$14M +$3.03M +103,824 +27%
PAG
17
Private Advisor Group
New Jersey
$13.7M -$1.7M -58,310 -11%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$11.8M +$2.68M +91,750 +28%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$11.8M +$1.63M +55,712 +15%
MML Investors Services
20
MML Investors Services
Massachusetts
$11.4M +$2.42M +83,037 +26%
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$10.7M +$11M +377,786 New
TA
22
TrueWealth Advisors
Alabama
$8.43M -$30.5K -1,045 -0.3%
KPWS
23
Kestra Private Wealth Services
Texas
$8.17M +$677K +23,200 +9%
Mariner
24
Mariner
Kansas
$7.86M -$1.07M -36,522 -12%
EA
25
Ergawealth Advisors
Illinois
$7.33M +$163K +5,569 +2%