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First Trust SMID Cap Rising Dividend Achievers ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$513M +$70.9M +2,105,789 +16%
Morgan Stanley
2
Morgan Stanley
New York
$416M +$67.4M +2,003,182 +19%
Wells Fargo
3
Wells Fargo
California
$300M +$54.7M +1,625,738 +22%
Bank of America
4
Bank of America
North Carolina
$163M +$38.8M +1,152,472 +31%
UBS Group
5
UBS Group
Switzerland
$156M +$27.6M +820,217 +21%
RJA
6
Raymond James & Associates
Florida
$119M +$8.7M +258,459 +8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$109M +$28.1M +835,904 +34%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$102M +$6.46M +191,916 +7%
CIA
9
Capital Investment Advisors
Georgia
$100M +$101M +3,000,057 +38,705%
LI
10
LVZ Inc
Michigan
$90.7M +$769K +22,837 +0.8%
Truist Financial
11
Truist Financial
North Carolina
$82M -$418K -12,408 -0.5%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$80.8M +$19.6M +580,783 +32%
Stifel Financial
13
Stifel Financial
Missouri
$71.3M +$1.55M +45,914 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$67.5M +$8.32M +247,246 +14%
Osaic Holdings
15
Osaic Holdings
Arizona
$65.1M +$6.03M +179,106 +10%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$64.6M +$5.33M +158,428 +9%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$53.7M +$6.98M +207,276 +15%
William Blair & Company
18
William Blair & Company
Illinois
$34.2M +$1.98M +58,804 +6%
HighTower Advisors
19
HighTower Advisors
Illinois
$34M +$12M +356,396 +54%
MML Investors Services
20
MML Investors Services
Massachusetts
$33.7M +$5.85M +173,625 +21%
CPSAC
21
Chas P. Smith & Associates (CPS)
Florida
$32.4M +$32.7M +971,517 New
GCIM
22
Gunn & Company Investment Management
Florida
$32.4M +$32.7M +971,517 New
PAG
23
Private Advisor Group
New Jersey
$31.2M +$2.86M +84,959 +10%
KAS
24
Kestra Advisory Services
Texas
$29.1M +$3.67M +109,032 +14%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$26.9M +$3.02M +89,705 +13%