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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$7.54M
Invesco
2
Invesco
Georgia
$6.61M -$1.54K -114 -0%
AAM
3
Advisors Asset Management
Colorado
$5.33M -$828K -61,286 -14%
MC
4
Muzinich & Co
New York
$4.42M -$2.65M -196,484 -38%
FCH
5
Freestone Capital Holdings
Washington
$4.31M +$4.27M +316,044 New
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$3.74M +$3.7M +274,118 New
UBS Group
7
UBS Group
Switzerland
$3.3M +$1.64M +121,183 +100%
AM
8
Ares Management
California
$1.98M -$638K -47,281 -25%
GCM
9
Gables Capital Management
Florida
$1.81M
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1.34M -$1.5M -111,000 -53%
RJA
11
Raymond James & Associates
Florida
$1.08M -$39.1K -2,897 -4%
BlackRock
12
BlackRock
New York
$993K +$25.7K +1,906 +3%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$939K -$193K -14,300 -17%
Axa
14
Axa
France
$637K
LSV Asset Management
15
LSV Asset Management
Illinois
$615K
OC
16
Oppenheimer & Co
New York
$557K +$30.5K +2,261 +6%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$541K +$19.4K +1,434 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$428K -$169K -12,495 -28%
Morgan Stanley
19
Morgan Stanley
New York
$344K -$102K -7,537 -23%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$315K
Nuveen Fund Advisors
21
Nuveen Fund Advisors
Illinois
$310K -$23.1K -1,707 -7%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$300K
Two Sigma Investments
23
Two Sigma Investments
New York
$281K -$264K -19,570 -49%
SI
24
Stephens Inc
Arkansas
$276K +$1.99K +147 +0.7%
SMH
25
Sanders Morris Harris
Texas
$242K +$5.96K +441 +3%