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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$6.38M -$3.85K -319 -0.1%
AAM
2
Advisors Asset Management
Colorado
$6.04M -$170K -14,107 -3%
MC
3
Muzinich & Co
New York
$5.51M -$3.73M -309,877 -39%
Invesco
4
Invesco
Georgia
$5.48M -$45.5K -3,772 -0.8%
FCH
5
Freestone Capital Holdings
Washington
$3.66M +$1.04M +86,252 +37%
AM
6
Ares Management
California
$3.42M
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$2.41M
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$1.61M -$1.08M -89,445 -39%
GCM
9
Gables Capital Management
Florida
$1.53M +$1.6M +133,065 New
UBS Group
10
UBS Group
Switzerland
$1.28M -$492K -40,854 -27%
BlackRock
11
BlackRock
New York
$1.01M -$168K -13,934 -14%
RJA
12
Raymond James & Associates
Florida
$952K +$95K +7,881 +11%
Arrowstreet Capital
13
Arrowstreet Capital
Massachusetts
$931K -$1.63M -135,026 -63%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$859K -$322K -26,700 -26%
Axa
15
Axa
France
$538K
LSV Asset Management
16
LSV Asset Management
Illinois
$519K
RJFSA
17
Raymond James Financial Services Advisors
Florida
$502K +$142K +11,806 +37%
Morgan Stanley
18
Morgan Stanley
New York
$459K +$43.9K +3,641 +10%
OC
19
Oppenheimer & Co
New York
$444K +$105K +8,685 +29%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$441K -$5.4K -448 -1%
MWNA
21
Marshall Wace North America
New York
$382K +$207K +17,150 +107%
Nuveen Fund Advisors
22
Nuveen Fund Advisors
Illinois
$296K -$27.5K -2,278 -8%
Two Sigma Investments
23
Two Sigma Investments
New York
$274K -$560K -46,425 -66%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$265K
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$253K