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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$7.17M +$7.9K +606 +0.1%
AAM
2
Advisors Asset Management
Colorado
$4.57M -$486K -37,305 -10%
MC
3
Muzinich & Co
New York
$3.87M -$328K -25,176 -8%
UBS Group
4
UBS Group
Switzerland
$3.77M +$642K +49,290 +20%
AL
5
AJO LP
Pennsylvania
$3.44M +$3.46M +265,490 New
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$3.24M -$315K -24,203 -9%
GCM
7
Gables Capital Management
Florida
$1.66M -$65.2K -5,000 -4%
Marshall Wace
8
Marshall Wace
United Kingdom
$1.39M +$1.39M +107,033 New
RJA
9
Raymond James & Associates
Florida
$1.25M +$231K +17,726 +22%
FCH
10
Freestone Capital Holdings
Washington
$1.25M -$2.87M -219,891 -70%
BlackRock
11
BlackRock
New York
$885K -$58K -4,453 -6%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$834K -$57.9K -4,445 -6%
LSV Asset Management
13
LSV Asset Management
Illinois
$584K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$515K +$417 +32 +0.1%
OC
15
Oppenheimer & Co
New York
$503K -$25.7K -1,975 -5%
AR
16
Advisory Research
Illinois
$464K +$467K +35,843 New
Axa
17
Axa
France
$434K -$172K -13,200 -28%
SMDAM
18
Sumitomo Mitsui DS Asset Management
Japan
$423K +$427K +32,728 New
Two Sigma Investments
19
Two Sigma Investments
New York
$341K +$74.4K +5,708 +28%
Morgan Stanley
20
Morgan Stanley
New York
$321K -$5.15K -395 -2%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$298K
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$285K
SI
23
Stephens Inc
Arkansas
$264K +$2.01K +154 +0.8%
SMH
24
Sanders Morris Harris
Texas
$236K +$5.97K +458 +3%
BW
25
Bison Wealth
Georgia
$219K