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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$9.7M +$1.9M +135,828 +24%
AAM
2
Advisors Asset Management
Colorado
$8.71M +$307K +21,935 +4%
CIM
3
Confluence Investment Management
Missouri
$7.02M +$1.19M +85,217 +20%
AM
4
Ares Management
California
$4.65M +$2.06M +147,406 +77%
FCH
5
Freestone Capital Holdings
Washington
$3.18M -$338K -24,200 -9%
UBS Group
6
UBS Group
Switzerland
$2.77M -$1.62M -116,113 -37%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$2.47M +$2.52M +180,000 New
Millennium Management
8
Millennium Management
New York
$2.35M +$1.81M +129,768 +314%
Acadian Asset Management
9
Acadian Asset Management
Massachusetts
$2.04M +$2.08M +149,009 New
Two Sigma Investments
10
Two Sigma Investments
New York
$1.23M +$639K +45,747 +104%
BlackRock
11
BlackRock
New York
$1.19M -$214K -15,313 -15%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.15M +$256K +18,298 +28%
Morgan Stanley
13
Morgan Stanley
New York
$1.13M -$191K -13,690 -14%
RJA
14
Raymond James & Associates
Florida
$1.12M +$655K +46,872 +134%
Wells Fargo
15
Wells Fargo
California
$846K -$126K -9,049 -13%
JP Morgan Chase
16
JP Morgan Chase
New York
$814K +$721K +51,608 +663%
DTL
17
Dynamic Technology Lab
Singapore
$733K +$747K +53,470 New
Nuveen Fund Advisors
18
Nuveen Fund Advisors
Illinois
$680K -$95.5K -6,833 -12%
Russell Investments Group
19
Russell Investments Group
United Kingdom
$650K +$663K +47,422 New
MWNA
20
Marshall Wace North America
New York
$589K +$343K +24,514 +140%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$488K +$34.4K +2,460 +7%
OAM
22
Oxford Asset Management
United Kingdom
$427K +$435K +31,116 New
OC
23
Oppenheimer & Co
New York
$426K +$21K +1,500 +5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$423K +$422K +30,176 +4,311%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$344K