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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.28M -$959K -86,873 -10%
CIM
2
Confluence Investment Management
Missouri
$4.42M +$153K +13,819 +4%
AM
3
Ares Management
California
$4.07M +$2.9M +262,831 +238%
UBS Group
4
UBS Group
Switzerland
$2.8M +$418K +37,805 +17%
FCH
5
Freestone Capital Holdings
Washington
$2.63M +$491K +44,444 +23%
BCM
6
Buckhead Capital Management
Georgia
$2.27M -$467K -42,320 -17%
MC
7
Muzinich & Co
New York
$1.97M +$614K +55,552 +44%
Morgan Stanley
8
Morgan Stanley
New York
$1.06M +$143K +12,916 +15%
Nuveen Fund Advisors
9
Nuveen Fund Advisors
Illinois
$712K -$82.5K -7,468 -10%
Two Sigma Investments
10
Two Sigma Investments
New York
$626K +$221K +20,036 +54%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$545K +$123K +11,100 +29%
OC
12
Oppenheimer & Co
New York
$468K -$28K -2,534 -6%
RJA
13
Raymond James & Associates
Florida
$442K -$48.2K -4,361 -10%
YMRC
14
Yorktown Management & Research Company
Virginia
$436K -$1.49M -135,000 -77%
Bank of America
15
Bank of America
North Carolina
$404K -$84.2K -7,620 -17%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$365K +$25.2K +2,285 +7%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$271K
CC
18
Caxton Corporation
New Jersey
$262K -$62.1K -5,625 -19%
BW
19
Bison Wealth
Georgia
$259K -$5.63K -510 -2%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$240K
JP Morgan Chase
21
JP Morgan Chase
New York
$188K +$121K +10,917 +172%
Millennium Management
22
Millennium Management
New York
$182K +$185K +16,742 New
Goldman Sachs
23
Goldman Sachs
New York
$181K +$183K +16,608 New
VKH
24
Virtu KCG Holdings
New York
$123K +$125K +11,290 New
GCP
25
GSA Capital Partners
United Kingdom
$109K -$32K -2,900 -22%