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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CAW
601
Cornerstone Advisors (Washington)
Washington
$25K
MWM
602
MinichMacGregor Wealth Management
New York
$23K -$2.43K -19 -10%
SIG
603
Stanford Investment Group
California
$23K
WIM
604
Westside Investment Management
California
$22K +$19.8K +155 New
BAM
605
Bruderman Asset Management
New York
$20K
SNT
606
Security National Trust
West Virginia
$20K
BIG
607
Bellwether Investment Group
Tennessee
$20K +$18.9K +148 New
AIM
608
Advantage Investment Management
Iowa
$19K
WTC
609
WhitTier Trust Company
Nevada
$18K
CLM
610
ClearBridge LLC (Maryland)
Maryland
$17K -$90.7M -709,800 -100%
CFA
611
Camarda Financial Advisors
Florida
$17K
Twin Tree Management
612
Twin Tree Management
Texas
$16K -$159K -1,245 -91%
YWP
613
YorkBridge Wealth Partners
New York
$16K +$15.2K +119 New
CS
614
Credential Securities
$15.3K +$1.53K +12 +12%
TC
615
Trust Company
Kansas
$14K -$4.6K -36 -26%
ZB
616
Zions Bancorporation
Utah
$14K
JWA
617
JFS Wealth Advisors
Pennsylvania
$13K
GRP
618
Global Retirement Partners
California
$13K +$12.6K +99 New
PFS
619
Physicians Financial Services
North Carolina
$12K
SPIA
620
Steward Partners Investment Advisory
New York
$12K +$12.1K +95 New
WPA
621
West Paces Advisors
Georgia
$11K +$10.5K +82 New
RFS
622
Rockefeller Financial Services
New York
$11K +$10.2K +80 New
GAM
623
Gemmer Asset Management
California
$10K
EARNEST Partners
624
EARNEST Partners
Georgia
$10K +$9.07K +71 New
PMFA
625
Plante Moran Financial Advisors
Michigan
$9K +$6.64K +52 +371%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.