Rockefeller Financial Services’s Rockwell Automation ROK Stock Holding History

Rockefeller Financial Services’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$157K	Hold	800	–	–	﹤0.01%	356
2017 Q3	$143K	Buy	+800	New	+$133K	﹤0.01%	363
2017 Q1	–	Sell	-80	Closed	-$11K	–	495
2016 Q4	$11K	Buy	+80	New	+$10.2K	﹤0.01%	466
2016 Q2	–	Sell	-257	Closed	-$29K	–	565
2016 Q1	$29K	Buy	+257	New	+$26.1K	﹤0.01%	461
2015 Q4	–	Sell	-1,600	Closed	-$162K	–	560
2015 Q3	$162K	Buy	+1,600	New	+$181K	﹤0.01%	349
2015 Q2	–	Sell	-112	Closed	-$13K	–	499
2015 Q1	$13K	Buy	+112	New	+$12.6K	﹤0.01%	478

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Rockefeller Financial Services's ROK Position: Q4 2017 in Review

Rockefeller Financial Services held its Rockwell Automation (ROK) position steady in Q4 2017 at 800 shares worth $157K. The position accounts for ﹤0.01% of the portfolio, ranked #356.

Rockefeller Financial Services first reported a position in ROK in Q1 2015 and has held it in 6 quarters since. The position peaked at $162K in Q3 2015. 802 funds tracked by Wall St. Rank hold ROK as of Q4 2017.

Rockefeller Financial Services held 800 shares of Rockwell Automation worth $157K as of Q4 2017.
Rockefeller Financial Services left its Rockwell Automation share count unchanged in Q4 2017.
Rockwell Automation made up ﹤0.01% of Rockefeller Financial Services's portfolio in Q4 2017, its #356 holding.
Rockefeller Financial Services first reported a position in Rockwell Automation in Q1 2015 and has held it in 6 quarters since.
Rockefeller Financial Services's Rockwell Automation position peaked at $162K in Q3 2015.
802 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.