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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
526
Carson Wealth (CWM LLC)
Nebraska
$223K +$3.45K +27 +2%
SI
527
Stephens Inc
Arkansas
$222K +$2.04K +16 +1%
FAAS
528
First Allied Advisory Services
California
$221K +$210K +1,643 New
NIPH
529
NN Investment Partners Holdings
Netherlands
$219K -$129K -1,013 -38%
NPC
530
National Planning Corporation
California
$219K +$189K +1,482 New
II
531
IFM Investors
Australia
$219K +$208K +1,630 New
PWW
532
Pettyjohn Wood & White
Virginia
$216K +$206K +1,610 New
EA
533
Edge Advisors
Georgia
$216K +$206K +1,616 New
AT
534
Argent Trust
Texas
$215K -$6.13K -48 -3%
CSA
535
Cottage Street Advisors
Massachusetts
$215K +$204K +1,600 New
Los Angeles Capital Management
536
Los Angeles Capital Management
California
$209K +$199K +1,556 New
WA
537
WealthTrust Axiom
Pennsylvania
$209K +$200K +1,562 New
WB
538
Webster Bank
Connecticut
$208K +$198K +1,550 New
TIA
539
Tiemann Investment Advisors
California
$205K +$195K +1,525 New
AIA
540
Avalon Investment & Advisory
Texas
$204K +$194K +1,516 New
DP
541
Dearborn Partners
Illinois
$203K +$193K +1,513 New
KBFS
542
Kohmann Bosshard Financial Services
Ohio
$202K +$169K +1,324 New
FMT
543
First Mercantile Trust
Tennessee
$200K -$73.3K -574 -28%
PI
544
PineBridge Investments
New York
$196K -$299K -2,338 -62%
CF
545
CenterStar Fund
Illinois
$189K
CFG
546
Citizens Financial Group
Rhode Island
$181K
WT
547
Whittier Trust
California
$164K
VIA
548
Vantage Investment Advisors
Pennsylvania
$160K
JFGIW
549
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$158K -$1.79K -14 -1%
NFG
550
Next Financial Group
Texas
$156K -$18.6K -146 -11%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.