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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CIP
26
Champlain Investment Partners
Vermont
$102M +$4.06M +31,820 +4%
PI
27
PGGM Investments
Netherlands
$82.9M -$12.3M -96,578 -14%
Balyasny Asset Management
28
Balyasny Asset Management
Illinois
$82.7M +$78.6M +615,371 New
BA
29
BlackRock Advisors
Delaware
$81M -$13.5M -106,057 -15%
Legal & General Group
30
Legal & General Group
United Kingdom
$80.1M -$686K -5,369 -0.9%
CS
31
Credit Suisse
Switzerland
$78.1M -$44.6M -349,026 -38%
DZ Bank
32
DZ Bank
Germany
$76.2M +$72.4M +566,849 New
PP
33
Prudential plc
United Kingdom
$75M -$499K -3,905 -0.7%
Charles Schwab
34
Charles Schwab
California
$74.6M +$2.02M +15,831 +3%
SAC
35
Smith Affiliated Capital
New York
$71.5M
TCIM
36
TIAA CREF Investment Management
New York
$68.3M +$19.6M +153,444 +43%
Grantham, Mayo, Van Otterloo & Co (GMO)
37
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$66.7M +$3.81M +29,804 +6%
Neuberger Berman Group
38
Neuberger Berman Group
New York
$65.3M -$664K -5,199 -1%
Millennium Management
39
Millennium Management
New York
$65.2M +$56.4M +441,440 +1,002%
ClearBridge Investments
40
ClearBridge Investments
New York
$64.8M -$8.76M -68,614 -12%
O
41
OppenheimerFunds
New York
$63.3M +$14.6M +114,564 +32%
Morgan Stanley
42
Morgan Stanley
New York
$62.1M +$39.8M +311,848 +208%
Marshall Wace
43
Marshall Wace
United Kingdom
$61.1M +$23M +180,365 +66%
Capital Research Global Investors
44
Capital Research Global Investors
California
$60.5M
Dimensional Fund Advisors
45
Dimensional Fund Advisors
Texas
$60.4M -$358K -2,800 -0.6%
CAM
46
Congress Asset Management
Massachusetts
$59.3M -$4.73M -37,002 -8%
GF
47
Gabelli Funds
New York
$59.1M -$5.88M -46,000 -9%
AllianceBernstein
48
AllianceBernstein
Tennessee
$57.2M -$74.6K -584 -0.1%
AQR Capital Management
49
AQR Capital Management
Connecticut
$54.6M +$221K +1,732 +0.4%
Fidelity Investments
50
Fidelity Investments
Massachusetts
$54.3M +$39.7M +310,928 +335%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.