Smith Affiliated Capital’s Rockwell Automation ROK Stock Holding History

Smith Affiliated Capital’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Hold	0	–	–	–	52
2017 Q2	–	Hold	0	–	–	–	59
2017 Q1	–	Hold	0	–	–	–	52
2016 Q4	–	Hold	0	–	–	–	62
2016 Q3	–	Hold	0	–	–	–	67
2016 Q2	–	Hold	0	–	–	–	60
2016 Q1	–	Hold	0	–	–	–	53
2015 Q4	–	Hold	0	–	–	–	63
2015 Q3	–	Hold	0	–	–	–	57
2015 Q2	–	Hold	0	–	–	–	54
2015 Q1	–	Hold	0	–	–	–	61
2014 Q4	–	Hold	0	–	–	–	33
2014 Q3	–	Hold	0	–	–	–	32
2014 Q2	–	Hold	0	–	–	–	41
2014 Q1	–	Hold	0	–	–	–	28
2013 Q4	–	Hold	0	–	–	–	31
2013 Q3	–	Hold	0	–	–	–	63
2013 Q2	–	Hold	0	–	–	–	84

Other funds holding ROK

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return