Smith Affiliated Capital’s Rockwell Automation ROK Stock Holding History

Smith Affiliated Capital’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Hold	0	–	–	–	52
2017 Q2	–	Hold	0	–	–	–	59
2017 Q1	–	Hold	0	–	–	–	52
2016 Q4	–	Hold	0	–	–	–	62
2016 Q3	–	Hold	0	–	–	–	67
2016 Q2	–	Hold	0	–	–	–	60
2016 Q1	–	Hold	0	–	–	–	53
2015 Q4	–	Hold	0	–	–	–	63
2015 Q3	–	Hold	0	–	–	–	57
2015 Q2	–	Hold	0	–	–	–	54
2015 Q1	–	Hold	0	–	–	–	61
2014 Q4	–	Hold	0	–	–	–	33
2014 Q3	–	Hold	0	–	–	–	32
2014 Q2	–	Hold	0	–	–	–	41
2014 Q1	–	Hold	0	–	–	–	28
2013 Q4	–	Hold	0	–	–	–	31
2013 Q3	–	Hold	0	–	–	–	63
2013 Q2	–	Hold	0	–	–	–	84

Other funds holding ROK

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return