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Rockwell Automation

622 hedge funds and large institutions have $11.3B invested in Rockwell Automation in 2016 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 215 increasing their positions, 218 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

59% more first-time investments, than exits

New positions opened: 73 | Existing positions closed: 46

10% more capital invested

Capital invested by funds: $10.4B → $11.3B (+$987M)

4% more funds holding

Funds holding: 600622 (+22)

3.02% more ownership

Funds ownership: 76.33%79.35% (+3%)

1% less repeat investments, than reductions

Existing positions increased: 215 | Existing positions reduced: 218

14% less call options, than puts

Call options by funds: $122M | Put options by funds: $142M

Holders
622
Holders Change
+22
Holders Change %
+3.67%
% of All Funds
16.57%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
73
Increased
215
Reduced
218
Closed
46
Calls
$122M
Puts
$142M
Net Calls
-$20.3M
Net Calls Change
-$18.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$109M -$30.8M -303,146 -24%
CS
27
Credit Suisse
Switzerland
$95.9M +$19M +186,880 +28%
Franklin Resources
28
Franklin Resources
California
$90.7M -$5.62M -55,419 -6%
BA
29
BlackRock Advisors
Delaware
$90.4M -$26.9M -265,619 -25%
CLM
30
ClearBridge LLC (Maryland)
Maryland
$86.2M +$49.7K +490 +0.1%
CIP
31
Champlain Investment Partners
Vermont
$69.4M +$3.16M +31,100 +5%
Legal & General Group
32
Legal & General Group
United Kingdom
$68.6M +$2.46M +24,229 +4%
AQR Capital Management
33
AQR Capital Management
Connecticut
$66.3M -$4.48M -44,131 -7%
PP
34
Prudential plc
United Kingdom
$66M -$1.04M -10,241 -2%
Grantham, Mayo, Van Otterloo & Co (GMO)
35
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$65.3M -$365K -3,600 -0.6%
Citadel Advisors
36
Citadel Advisors
Florida
$65.3M +$41.7M +410,875 +252%
GF
37
Gabelli Funds
New York
$62.7M -$761K -7,500 -1%
Victory Capital Management
38
Victory Capital Management
Texas
$61.6M +$14.3M +141,092 +35%
SAC
39
Smith Affiliated Capital
New York
$60.5M
Neuberger Berman Group
40
Neuberger Berman Group
New York
$59.5M +$3.09M +30,454 +6%
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$59M +$32.9M +324,530 +167%
CAM
42
Congress Asset Management
Massachusetts
$56.9M +$45.9M +452,814 +964%
WG
43
Winton Group
United Kingdom
$55M -$31.2M -307,913 -39%
Charles Schwab
44
Charles Schwab
California
$54.7M +$2.78M +27,434 +6%
Schroder Investment Management Group
45
Schroder Investment Management Group
United Kingdom
$53.4M -$43.5M -428,520 -48%
Capital Research Global Investors
46
Capital Research Global Investors
California
$51.2M
ClearBridge Investments
47
ClearBridge Investments
New York
$50.5M -$2.22M -21,929 -5%
Dimensional Fund Advisors
48
Dimensional Fund Advisors
Texas
$50.3M +$1.29M +12,712 +3%
AllianceBernstein
49
AllianceBernstein
Tennessee
$49.5M -$476K -4,690 -1%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$49.2M +$3.96M +39,019 +10%

ROK Hedge Fund Activity: Q1 2016 in Review

622 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2016, worth a combined $11.3B — up 9.5% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 73 funds opened new ROK positions and 46 closed out — a net gain of 27 holders — while 215 added to existing stakes and 218 trimmed.

The largest buyer was Royal London Asset Management, adding an estimated $379M. The largest seller was Massachusetts Financial Services, exiting entirely with an estimated $114M sold.

  • 622 institutional investors held Rockwell Automation (ROK) as of Q1 2016, up from 600 in Q4 2015.
  • Funds reported $11.3B of Rockwell Automation stock for Q1 2016, up 9.5% quarter-over-quarter.
  • 73 funds opened new Rockwell Automation positions in Q1 2016 and 46 closed out, a net change of +27 holders.
  • The largest Rockwell Automation buyer in Q1 2016 was Royal London Asset Management, an estimated $379M added.
  • The largest Rockwell Automation seller in Q1 2016 was Massachusetts Financial Services, an estimated $114M sold.

Based on aggregated 13F filings for Q1 2016.