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Rockwell Automation

601 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 217 increasing their positions, 209 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 51

4% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 209

1% more funds holding

Funds holding: 598601 (+3)

0.17% more ownership

Funds ownership: 76.32%76.49% (+0.17%)

19% less capital invested

Capital invested by funds: $12.7B → $10.4B (-$2.37B)

40% less call options, than puts

Call options by funds: $68.7M | Put options by funds: $114M

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
601
Holders Change
+3
Holders Change %
+0.5%
% of All Funds
16.78%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
56
Increased
217
Reduced
209
Closed
51
Calls
$68.7M
Puts
$114M
Net Calls
-$45.6M
Net Calls Change
+$8.23M
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
376
LS Investment Advisors
Michigan
$526K +$43.2K +381 +8%
AB
377
Amalgamated Bank
New York
$518K +$21.2K +187 +4%
SO
378
STRS Ohio
Ohio
$513K +$207K +1,830 +57%
NRS
379
Neville Rodie & Shaw
New York
$507K
SLG
380
Stanley-Laman Group
Pennsylvania
$507K
WSCM
381
Wellington Shields Capital Management
New York
$507K
PRCM
382
Pine River Capital Management
Minnesota
$507K +$566K +5,000 New
CNB
383
City National Bank
California
$505K +$14.6K +129 +3%
Jane Street
384
Jane Street
New York
$503K +$334K +2,949 +147%
CCS
385
Crosspoint Capital Strategies
California
$498K -$427K -3,770 -43%
Daiwa Securities Group
386
Daiwa Securities Group
Japan
$497K +$90.6K +800 +20%
JCM
387
Janney Capital Management
Pennsylvania
$493K -$93.3K -824 -14%
UBV
388
United Bank (Virginia)
Virginia
$493K
FC
389
Fayerweather Charles
$490K +$9.06K +80 +2%
BCM
390
BlueCrest Capital Management
Jersey
$490K +$547K +4,826 New
RFC
391
Regions Financial Corp
Alabama
$485K -$37.1K -328 -6%
Toronto Dominion Bank
392
Toronto Dominion Bank
Ontario, Canada
$466K +$63K +556 +14%
NCA
393
NCM Capital Advisers
North Carolina
$465K -$313K -2,763 -38%
Janney Montgomery Scott
394
Janney Montgomery Scott
Pennsylvania
$461K +$127K +1,120 +33%
VKH
395
Virtu KCG Holdings
New York
$460K -$59.6K -526 -10%
1SB
396
1ST Source Bank
Indiana
$457K -$22.4K -198 -4%
BTW
397
Boston Trust Walden
Massachusetts
$457K -$5.89K -52 -1%
KRSITF
398
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$455K +$10.2K +90 +2%
LMAM
399
Legg Mason Asset Management
Japan
$447K -$22.7K -200 -4%
WIS
400
Wright Investors Service
Connecticut
$446K +$216K +1,905 +77%

ROK Hedge Fund Activity: Q3 2015 in Review

601 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2015, worth a combined $10.4B — down 19% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new ROK positions and 51 closed out — a net gain of 5 holders — while 217 added to existing stakes and 209 trimmed.

The largest buyer was Fiduciary Management Inc, opening a new position worth an estimated $176M. The largest seller was Capital World Investors, cutting an estimated $215M.

  • 601 institutional investors held Rockwell Automation (ROK) as of Q3 2015, up from 598 in Q2 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q3 2015, down 19% quarter-over-quarter.
  • 56 funds opened new Rockwell Automation positions in Q3 2015 and 51 closed out, a net change of +5 holders.
  • The largest Rockwell Automation buyer in Q3 2015 was Fiduciary Management Inc, an estimated $176M added.
  • The largest Rockwell Automation seller in Q3 2015 was Capital World Investors, an estimated $215M sold.

Based on aggregated 13F filings for Q3 2015.